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4//SEC Filing

HSIEH DOUGLAS 4

Accession 0001181431-03-027264

CIK 0001002902other
View on SEC.govCompany Profile

Filed

Oct 21, 8:00 PM ET

Accepted

Oct 22, 3:48 PM ET

Size

9.8 KB

Accession

0001181431-03-027264

Insider Transaction Report

Form 4
Period: 2003-10-20
VELOCITY EXPRESS CORPVEXP
HSIEH DOUGLAS
Director10% Owner
Transactions
  • Purchase

    Series I Convertible Preferred Stock

    2003-10-20$1.50/sh+2,000,000$3,000,000→ 2,000,000 total(indirect: See note 1)
    Exercise: $1.50→ Common Stock (20,000,000 underlying)
Holdings

  • Series B Convertible Preferred Stock

    (indirect: See note 1)
    From: 2000-05-31→ Common Stock (6,340,921 underlying)
    2,806,797

  • Series C Convertible Preferred Stock

    (indirect: See note 1)
    From: 2000-09-22→ Common Stock (3,092,094 underlying)
    2,000,000

  • Series G Convertible Preferred Stock

    (indirect: See note 1)
    From: 2003-09-18→ Common Stock (1,107,466 underlying)
    3,333,333

  • Series H Convertible Preferred Stock

    (indirect: See note 1)
    From: 2003-09-18→ Common Stock (2,687,686 underlying)
    196,900

  • Series D Convertible Preferred Stock

    (indirect: See note 1)
    From: 2001-09-05→ Common Stock (3,762,995 underlying)
    1,017,538
Footnotes (4)
  • [F1]The securities reported on this Form 4 are directly held by one or more of the following entities related to TH Lee Putnam Ventures LP: TH Lee Putnam Ventures, L.P. (f/k/a TH Lee.Putnam Internet Partners, L.P.), TH Lee Putnam Parallel Ventures, L.P. (f/k/a TH Lee.Putnam Internet Parallel Partners, L.P.), THLi Coinvestment Partners, LLC and Blue Star I, LLC, collectively "THLPV."
  • [F2]As a result of the issuance Series I Convertible Preferred Stock, the number of shares of Common Stock into which the shares of Series B, Series C, Series D, Series G and Series H Convertible Preferred Stock are convertible upon exercise of such series of Convertible Preferred Stock increased pursuant to antidilution provisions in the preferred instruments.
  • [F3]Conversion of the Series I Convertible Preferred Stock into Common Stock requires shareholder approval.
  • [F4]Not applicable

Documents

1 file

Issuer

VELOCITY EXPRESS CORP

CIK 0001002902

→
Entity typeother

Related Parties

1
  • filerCIK 0001260720

Filing Metadata

Form type
4
Filed
Oct 21, 8:00 PM ET
Accepted
Oct 22, 3:48 PM ET
Size
9.8 KB
View on SEC.gov