HSIEH DOUGLAS 4

4 · VELOCITY EXPRESS CORP · Filed Oct 22, 2003

Form 4

Period: 2003-10-20

Director10% Owner

Transactions

Purchase
Series I Convertible Preferred Stock
2003-10-20$1.50/sh+2,000,000$3,000,000→ 2,000,000 total(indirect: See note 1)
Exercise: $1.50→ Common Stock (20,000,000 underlying)

Holdings

Series B Convertible Preferred Stock
(indirect: See note 1)
From: 2000-05-31→ Common Stock (6,340,921 underlying)
2,806,797
Series C Convertible Preferred Stock
(indirect: See note 1)
From: 2000-09-22→ Common Stock (3,092,094 underlying)
2,000,000
Series G Convertible Preferred Stock
(indirect: See note 1)
From: 2003-09-18→ Common Stock (1,107,466 underlying)
3,333,333
Series H Convertible Preferred Stock
(indirect: See note 1)
From: 2003-09-18→ Common Stock (2,687,686 underlying)
196,900
Series D Convertible Preferred Stock
(indirect: See note 1)
From: 2001-09-05→ Common Stock (3,762,995 underlying)
1,017,538

Footnotes (4)

[F1]The securities reported on this Form 4 are directly held by one or more of the following entities related to TH Lee Putnam Ventures LP: TH Lee Putnam Ventures, L.P. (f/k/a TH Lee.Putnam Internet Partners, L.P.), TH Lee Putnam Parallel Ventures, L.P. (f/k/a TH Lee.Putnam Internet Parallel Partners, L.P.), THLi Coinvestment Partners, LLC and Blue Star I, LLC, collectively "THLPV."
[F2]As a result of the issuance Series I Convertible Preferred Stock, the number of shares of Common Stock into which the shares of Series B, Series C, Series D, Series G and Series H Convertible Preferred Stock are convertible upon exercise of such series of Convertible Preferred Stock increased pursuant to antidilution provisions in the preferred instruments.
[F3]Conversion of the Series I Convertible Preferred Stock into Common Stock requires shareholder approval.
[F4]Not applicable

Documents

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