SIMPLETECH INC·4

Oct 27, 7:35 PM ET

MOSES DAN 4

4 · SIMPLETECH INC · Filed Oct 27, 2003

Insider Transaction Report

Form 4
Period: 2003-10-23
MOSES DAN
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2003-10-23$1.06/sh+235,000$249,100235,124 total
  • Exercise/Conversion

    Stock Options (Right to Buy Common Stock)

    2003-10-23134,82779,989 total
    Exercise: $1.06Exp: 2006-05-19Common Stock (134,827 underlying)
  • Sale

    Common Stock

    2003-10-23$7.00/sh235,000$1,645,000124 total
  • Exercise/Conversion

    Stock Options (Right to Buy Common Stock)

    2003-10-23100,1730 total
    Exercise: $1.06Exp: 2006-05-19Common Stock (100,173 underlying)
Holdings
  • Stock Options (Right to Buy Common Stock)

    Exercise: $5.75Exp: 2012-06-23Common Stock (100,000 underlying)
    100,000
  • Stock Options (Right to Buy Common Stock)

    Exercise: $2.74Exp: 2011-05-02Common Stock (25,000 underlying)
    25,000
  • Stock Options (Right to Buy Common Stock)

    Exercise: $3.08Exp: 2013-05-21Common Stock (200,000 underlying)
    200,000
Footnotes (5)
  • [F1]All of these options are fully vested and exercisable.
  • [F2]Column 8 is not a required reportable field. New SEC software requires a dollar amount; use zero per SEC.
  • [F3]These options shall vest and become exercisable in five equal annual installments commencing on May 3, 2002.
  • [F4]These options shall vest and become exercisable in three equal annual installments commencing on June 24, 2003.
  • [F5]These options shall vest and become exercisable in five equal annual installments commencing on May 22, 2004.

Documents

1 file
  • 4
    rrd20752.xmlPrimary

    SELLING SHAREHOLDER FILING