Home/Filings/4/0001181431-03-027784
4//SEC Filing

HSIEH DOUGLAS 4

Accession 0001181431-03-027784

CIK 0001002902other

Filed

Oct 27, 7:00 PM ET

Accepted

Oct 28, 4:03 PM ET

Size

9.8 KB

Accession

0001181431-03-027784

Insider Transaction Report

Form 4
Period: 2003-10-24
HSIEH DOUGLAS
Director10% Owner
Transactions
  • Purchase

    eries I Convertible Preferred Stock

    2003-10-24$1.50/sh+3,554,435$5,331,6535,554,435 total(indirect: See note)
    Exercise: $0.15Common Stock (55,544,350 underlying)
Holdings
  • Series G Convertible Preferred Stock

    (indirect: See note)
    From: 2003-09-18Common Stock (1,803,098 underlying)
    3,333,333
  • Series H Convertible Preferred Stock

    (indirect: See note)
    From: 2003-09-18Common Stock (4,375,552 underlying)
    196,900
  • Series D Convertible Preferred Stock

    (indirect: See note)
    From: 2001-09-05Common Stock (6,346,529 underlying)
    1,017,538
  • Series B Convertible Preferred Stock

    (indirect: See note)
    From: 2000-05-31Common Stock (10,475,546 underlying)
    2,806,797
  • Series C Convertible Preferred Stock

    (indirect: See note)
    From: 2000-09-22Common Stock (5,154,903 underlying)
    2,000,000
Footnotes (5)
  • [F1]The securities reported on this Form 4 are directly held by one or more of the following entities related to TH Lee Putnam Ventures LP: TH Lee Putnam Ventures, L.P. (f/k/a TH Lee.Putnam Internet Partners, L.P.), TH Lee Putnam Parallel Ventures, L.P. (f/k/a TH Lee.Putnam Internet Parallel Partners, L.P.), THLi Coinvestment Partners, LLC and Blue Star I, LLC, collectively "THLPV."
  • [F2]As a result of the issuance Series I Convertible Preferred Stock, the number of shares of Common Stock into which the shares of Series B, Series C, Series D, Series G and Series H Convertible Preferred Stock are convertible upon exercise of such series of Convertible Preferred Stock increased pursuant to antidilution provisions in the preferred instruments.
  • [F3]Conversion of the Series I Convertible Preferred Stock into Common Stock requires shareholder approval.
  • [F4]Not applicable
  • [F5]None

Documents

1 file

Issuer

VELOCITY EXPRESS CORP

CIK 0001002902

Entity typeother

Related Parties

1
  • filerCIK 0001260720

Filing Metadata

Form type
4
Filed
Oct 27, 7:00 PM ET
Accepted
Oct 28, 4:03 PM ET
Size
9.8 KB