4//SEC Filing
DUNHAM RALPH W 4
Accession 0001181431-03-027981
CIK 0001044880other
Filed
Oct 29, 7:00 PM ET
Accepted
Oct 30, 10:20 AM ET
Size
7.7 KB
Accession
0001181431-03-027981
Insider Transaction Report
Form 4
DUNHAM RALPH W
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Options
2003-10-29−7,000→ 23,803 totalExercise: $11.49From: 2002-12-31Exp: 2009-03-23→ Common Stock (7,000 underlying) - Exercise/Conversion
Common Stock, par value $.01
2003-10-29$11.49/sh+7,000$80,416→ 8,050 total
Holdings
- 1,734(indirect: By IRA)
Common Stock, par value $.01
- 6,566(indirect: See footnote)
Common Stock, par value $.01
- 210(indirect: Custodian)
Common Stock, par value $.01
- 16,976
Common Stock, par value $.01
Footnotes (2)
- [F1]Reflects a restricted stock award granted to the reporting person under the Mystic Financial, Inc. 1999 Recognition and Retention Plan. These shares were awarded to the reporting person on 4/10/01 and held in Trust on behalf of the reporting person, subject to vesting. The restricted stock award will vest in 20% increments on an annual basis, with the first installment scheduled to vest on December 31, 1999.
- [F2]Consists of total shares allocated to the reporting person's account under the Mystic Financial, Inc. 1999 Employee Stock Ownership Plan (ESOP) as of June 30, 2002. Pursuant to Rule 16a-3(f)(1)(i)(B), this non-discretionary transaction occuring under the ESOP, a tax-qualified plan, is exempt from the reporting requirements of Section 16(a) of the Securities and Exchange Act of 1934, as amended.
Documents
Issuer
MYSTIC FINANCIAL INC
CIK 0001044880
Entity typeother
Related Parties
1- filerCIK 0001241234
Filing Metadata
- Form type
- 4
- Filed
- Oct 29, 7:00 PM ET
- Accepted
- Oct 30, 10:20 AM ET
- Size
- 7.7 KB