4//SEC Filing
HENDY CHRISTOPHER P 4
Accession 0001181431-03-028066
CIK 0000719483other
Filed
Oct 29, 7:00 PM ET
Accepted
Oct 30, 3:00 PM ET
Size
7.8 KB
Accession
0001181431-03-028066
Insider Transaction Report
Form 4
SYNBIOTICS CORPSBIO
HENDY CHRISTOPHER P
Director10% Owner
Transactions
- Gift
Common Stock
2003-10-30−10,000→ 397,249 total
Holdings
- 593,688(indirect: By Redwood Holdings, Inc.)
Common Stock
- 21,796,668(indirect: By LLC)
Series C Preferred Stock
→ Common Stock (21,796,668 underlying)
Footnotes (2)
- [F1]Acquired pursuant to the election of Redwood West Coast, LLC in lieu of cash dividends on Synbiotics Corporation's Series C Preferred Stock held by Redwood West Coast, LLC, as permitted by the Certificate of Determination of the Series C Preferred Stock of Synbiotics Corporation. As required by its Operating Agreement, Redwood West Coast, LLC directed that the shares of Common Stock be issued directly to its members. Redwood Holdings, Inc. received 593,688 shares of Common Stock of Synbiotics Corporation in these distributions. Redwood Holdings, Inc. is the owner of record of the 593,688 shares of Common Stock of Synbiotics Corporation. Mr. Hendy is a 24.9% beneficial owner under an ESOP which owns 100% of Redwood Holdings, Inc., which has sole voting and dispositive power with respect to the shares. Mr. Hendy disclaims beneficial ownership of the shares reflected above, except to the extent of his direct pecuniary interest in Redwood Holdings, Inc.
- [F2]See Exhibit 99 to this Form 4.
Documents
Issuer
SYNBIOTICS CORP
CIK 0000719483
Entity typeother
Related Parties
1- filerCIK 0001205696
Filing Metadata
- Form type
- 4
- Filed
- Oct 29, 7:00 PM ET
- Accepted
- Oct 30, 3:00 PM ET
- Size
- 7.8 KB