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BANK MUTUAL CORP·4

Oct 31, 9:35 AM ET

ANDEREGG P TERRY 4

4 · BANK MUTUAL CORP · Filed Oct 31, 2003

Insider Transaction Report

Form 4
Period: 2003-10-29
BANK MUTUAL CORPBKMU
ANDEREGG P TERRY
Senior Vice President
Transactions
  • Purchase

    Common Stock

    2003-10-29$10.00/sh+5,000$50,000→ 23,343 total(indirect: By IRA)
Holdings

  • Option to buy

    Exercise: $3.21Exp: 2011-05-08→ Common Stock (165,086 underlying)
    165,086

  • Common Stock

    (indirect: By 401(k))
    24,732

  • Common Stock

    (indirect: By ESOP)
    8,085

  • Common Stock

    (indirect: Held in Benefit Restoration Plan)
    2,703

  • Common Stock

    47,691
Footnotes (5)
  • [F1]Reflects the conversion of shares in Bank Mutual Corporation's conversion to a fully shareholder owned company in an exempt transaction.
  • [F2]Held in the Bank Mutual Corporation ESOP Plan. The information presented is based on the Plan statement dated 3-31-03.
  • [F3]The number of shares is approximate becasue the 401(k) Plan is carried at market value rather than number of shares. The information presented is based on a Plan statement dated 9-30-03.
  • [F4]Held in Benefit Restoration Plan, a non-qualified plan, which operates as an "excess benefits" plan relating to two company qualified benefit plans. The information presented is based on a Plan statement dated 3-31-03.
  • [F5]Employee Stock Option. The option vests in annual installments of 20% each beginning on May 8, 2002.

Documents

1 file
  • 4
    rrd20979.xmlPrimary

    PTA - 10-29-03