CROWLEY MICHAEL T SR 4
4 · BANK MUTUAL CORP · Filed Oct 31, 2003
Insider Transaction Report
Form 4
BANK MUTUAL CORPBKMU
CROWLEY MICHAEL T SR
Director
Transactions
- Discretionary Transaction
Common Stock
2003-10-29$10.00/sh+4,000$40,000→ 41,973 total(indirect: By 401(k))
Holdings
- 3,177(indirect: Held in Benefit Restoration Plan)
Common Stock
- 177,938
Common Stock
- 335,664
Options to Buy
Exercise: $3.21Exp: 2011-05-08→ Common Stock (335,664 underlying) - 3,668(indirect: By Trust)
Common Stock
- 8,265(indirect: By ESOP Plan)
Common Stock
Footnotes (6)
- [F1]Reflects the conversion of shares in Bank Mutual Corporation's conversion to a fully shareholder owned company in an exempt transaction.
- [F2]Purchased in an exempt transaction through, and held in, the Bank Mutual 401(k)Plan.
- [F3]Trustee and beneficiary of trust.
- [F4]Held in the Bank Mutual Corporation ESOP Plan. The information presented is based on the Plan statement dated 3-31-03.
- [F5]Held in Benefit Restoration Plan, a non-qualified plan, which operates as an "excess benefits" plan relating to two company qualified benefit plans. The information presented is based on a Plan statement dated 3-31-03.
- [F6]Directors Stock Option. The option vests in annual installments of 20% each beginning on May 8, 2002.