COLBERG RICK B 4
4 · BANK MUTUAL CORP · Filed Oct 31, 2003
Insider Transaction Report
Form 4
BANK MUTUAL CORPBKMU
COLBERG RICK B
Chief Financial Officer
Transactions
- Discretionary Transaction
Common Stock
2003-10-29$10.00/sh+5,000$50,000→ 6,089 total(indirect: By 401(k))
Holdings
- 6,133(indirect: By ESOP Plan)
Common Stock
- 104,643
Common Stock
- 165,086
Option to Buy
Exercise: $3.21Exp: 2011-05-08→ Common Stock (165,086 underlying)
Footnotes (4)
- [F1]Reflects the conversion of shares in Bank Mutual Corporation's conversion to a fully shareholder owned company in an exempt transaction.
- [F2]The number of shares is approximate because the 401(k) Plan is carried at market value rather than number of shares. The information presented is based on a Plan statement dated 3-31-03.
- [F3]Held in the Bank Mutual Corporation ESOP Plan. The information presented is based on the Plan statement dated 3-31-03.
- [F4]Employee Stock Option. The option vests in annual installments of 20% each beginning on May 8, 2002.