BANK MUTUAL CORP·4

Oct 31, 10:22 AM ET

CROWLEY MICHAEL T JR 4

4 · BANK MUTUAL CORP · Filed Oct 31, 2003

Insider Transaction Report

Form 4
Period: 2003-10-29
Transactions
  • Purchase

    Common Stock

    2003-10-29$10.00/sh+10,000$100,000671,041 total
Holdings
  • Common Stock

    (indirect: By Trust)
    93,604
  • Common Stock

    (indirect: By Spouse)
    76,908
  • Common Stock

    (indirect: By ESOP Plan)
    8,265
  • Option to Buy

    Exercise: $3.21Exp: 2011-05-08Common Stock (643,826 underlying)
    643,826
  • Common Stock

    (indirect: By 401(k))
    82,587
  • Common Stock

    (indirect: Held in Benefit Restoration Plan)
    33,581
Footnotes (6)
  • [F1]Reflects the conversion of shares in Bank Mutual Corporation's conversion to a fully shareholder owned company in an exempt transaction.
  • [F2]Purchased in an exempt transaction through, and held in, the Mutual Savings Bank Savings and Investment Plan.
  • [F3]As trustee and beneficiary of trust.
  • [F4]Held in the Bank Mutual Corporation ESOP Plan. The information presented is based on the Plan statement dated 3-31-03.
  • [F5]Held in Benefit Restoration Plan, a non-qualified plan, which operates as an "excess benefits" plan relating to two company qualified benefit palns. The information presented is based on a Plan statement dated 3-31-03.
  • [F6]Employee Stock Option. The option vests in annual installments of 20% each beginning on May 8, 2002.

Documents

1 file
  • 4
    rrd20816.xmlPrimary