4//SEC Filing
VERTICAL HEALTH SOLUTIONS INC 4
Accession 0001181431-03-030926
CIK 0001163332operating
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 9:03 PM ET
Size
9.3 KB
Accession
0001181431-03-030926
Insider Transaction Report
Form 4
WATTERS STEPHEN M
DirectorCEO, CFO10% Owner
Transactions
- Other
COMMON STOCK
2003-10-01$40589.00/sh+40,589$1,647,466,921→ 137,733 total - Conversion
PREFERRED STOCK
2003-10-01$325000.00/sh−325,000$105,625,000,000→ 0 total - Purchase
PREFERRED STOCK
2003-10-01$50000.00/sh+50,000$2,500,000,000→ 325,000 total - Conversion
COMMON STOCK
2003-10-01$325000.00/sh+325,000$105,625,000,000→ 462,733 total
Holdings
- 45,715(indirect: BY: KRISTEN WATTERS)
COMMON STOCK
- 380,957(indirect: BY: SMW CAPITAL GROUP LP)
COMMON STOCK
- 85,714
WARRANTS
Exercise: $3.28From: 2001-05-28Exp: 2005-05-28→ COMMON STOCK (85,714 underlying)
Footnotes (6)
- [F1]SHARES OF SERIES A PREFERRED STOCK PURCHASED FROM DIRECTOR OF VERTICAL HEALTH SOLUTIONS, INC.
- [F2]SHARES OF SERIES A PREFERRED STOCK CONVERTED INTO SHARES OF COMMON STOCK.
- [F3]SHARES OF COMMON STOCK RECEIVED IN PAYMENT OF ACCRUED PREFERRED STOCK DIVIDENDS.
- [F4]SHARES OF COMMON STOCK RECEIVED IN CONVERSION OF SERIES A PREFERRED STOCK.
- [F5]KRISTEN WATTERS IS THE REPORTING PERSON'S SPOUSE. THE REPORTING PERSON EXERCISES NO INVESTEMENT OR VOTING POWER AND DISCLAIMS BENEFICIAL OWNERSHIP OF THESE SHARES.
- [F6]THE REPORTING PERSON IS THE GENERAL PARTNER AND OWNER OF SMW CAPITAL GROUP LIMITED PARTNERSHIP. AS SUCH, HE HOLDS SOLE VOTING AND INVESTMENT POWER WITH RESPECT TO THESE SHARES.
Documents
Issuer
VERTICAL HEALTH SOLUTIONS INC
CIK 0001163332
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001163332
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 9:03 PM ET
- Size
- 9.3 KB