4//SEC Filing
VERTICAL HEALTH SOLUTIONS INC 4
Accession 0001181431-03-030957
CIK 0001163332operating
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 8:54 AM ET
Size
6.9 KB
Accession
0001181431-03-030957
Insider Transaction Report
Form 4
WATTERS STEPHEN M
DirectorCEO, CFO10% Owner
Transactions
- Award
OPTIONS ON UNITS
2003-10-09+50,000→ 50,000 totalExercise: $5.10From: 2003-10-09Exp: 2008-10-09→ COMMON STOCK AND WARRANT (50,000 underlying)
Holdings
- 380,957(indirect: BY: SMW CAPITAL GROUP LP)
COMMON STOCK
- 462,733
COMMON STOCK
- 45,715(indirect: BY: KRISTEN WATTERS)
COMMON STOCK
- 85,714
WARRANTS
Exercise: $3.28From: 2001-05-28Exp: 2005-05-28→ COMMON STOCK (85,714 underlying)
Footnotes (3)
- [F1]Each unit consists of one share of common stock and one redeemable class A warrant exercisable into one share of common stock at an exercise price of $6.25 per share, subject to adjustment.
- [F2]KRISTEN WATTERS IS THE REPORTING PERSON'S SPOUSE. THE REPORTING PERSON EXERCISES NO INVESTMENT OR VOTING POWER AND DISCLAIMS BENEFICIAL OWNERSHIP OF THESE SHARES.
- [F3]THE REPORTING PERSON IS THE GENERAL PARTNER AND OWNER OF SMW CAPITAL GROUP LIMITED PARTNERSHIP. AS SUCH, HE HOLDS SOLE VOTING AND INVESTMENT POWER WITH RESPECT TO THESE SHARES.
Documents
Issuer
VERTICAL HEALTH SOLUTIONS INC
CIK 0001163332
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001163332
Filing Metadata
- Form type
- 4
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 8:54 AM ET
- Size
- 6.9 KB