Home/Filings/4/0001181431-03-031366
4//SEC Filing

BAIN CAPITAL FUND VII LP 4

Accession 0001181431-03-031366

CIK 0001173431other

Filed

Nov 16, 7:00 PM ET

Accepted

Nov 17, 3:53 PM ET

Size

9.1 KB

Accession

0001181431-03-031366

Insider Transaction Report

Form 4
Period: 2003-11-13
Transactions
  • Other

    Common Stock, par value $0.01

    2003-11-13541,45050,024,465 total(indirect: See Footnotes)
Transactions
  • Other

    Common Stock, par value $0.01

    2003-11-13541,45050,024,465 total(indirect: See Footnotes)
Transactions
  • Other

    Common Stock, par value $0.01

    2003-11-13541,45050,024,465 total(indirect: See Footnotes)
Footnotes (5)
  • [F1]The indicated shares of Common Stock were distributed to one or more members or partners.
  • [F2]Bain Capital Investors, LLC ("BCI"), is the sole general partner of Bain Capital Partners VII, L.P. ("BCP"), which is the sole general partner of Bain Capital Fund VII, L.P. ("Fund VII, L.P."), which is the managing and sole member of Bain Capital Fund VII, LLC ("Fund VII, LLC"). As a result, each of BCI, BCP and Fund VII, L.P. may be deemed to share voting and dispositive power with respect to the 29,654,052 shares of Common Stock held by Fund VII, LLC. Each of BCI, BCP and Fund VII, L.P. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.
  • [F3]BCP is also the sole general partner of Bain Capital VII Coinvestment Fund, L.P. ("Coinvestment Fund VII, L.P."), which is the managing and sole member of Bain Capital VII Coinvestment Fund, LLC ("Coinvestment Fund VII, LLC"). As a result, each of BCI, BCP and Coinvestment Fund VII, L.P. may be deemed to share voting and dispositive power with respect to the 11,021,183 shares of Common Stock held by Coinvestment Fund VII, LLC. Each of BCI, BCP and Coinvestment Fund VII, L.P. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.
  • [F4]BCP is also the administrative member of BCI Datek Investors, LLC ("BCI Datek"). As a result, each of BCI and BCP may be deemed to share voting and dispositive power with respect to the 7,378,603 shares of Common Stock held by BCI Datek. Each of BCI and BCP disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.
  • [F5]BCI is the managing general partner of each of BCIP Associates II ("BCIP II"), BCIP Associates II-B ("BCIP II-B"), BCIP Trust Associates II, ("BCIPT II") and BCIP Trust Associates II-B ("BCIPT II-B" and, together with BCIP II, BCIP II-B, BCIPT II and BCIPT II-B, the "BCIP Funds") and thus may be deemed to share voting and dispositive power with respect to the 1,970,627 shares of Common Stock held by the BCIP Funds. BCI disclaims beneficial ownership of all such shares except to the extent of its pecuniary interest therein.

Documents

1 file

Issuer

AMERITRADE HOLDING CORP

CIK 0001173431

Entity typeother

Related Parties

1
  • filerCIK 0001120199

Filing Metadata

Form type
4
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 3:53 PM ET
Size
9.1 KB