RICHARDS ROBERT G 4
4 · IRVINE SENSORS CORP/DE/ · Filed Nov 17, 2003
Insider Transaction Report
Form 4
RICHARDS ROBERT G
Director
Transactions
- Exercise/Conversion
COMMON STOCK
[F4]2003-11-14$1.35/sh+30,000$40,500→ 40,860 total - Other
COMMON STOCK
[F1][F3][F2]1988-08-08+0→ 16,355 total(indirect: By Trust) - Other
TOTAL COMMON STOCK
[F1][F3][F2]1988-08-08+0→ 57,215 total - Other
PREFERRED SERIES B STOCK
[F1][F3][F2]1988-08-08+0→ 9 total(indirect: By Trust) - Other
PREFERRED SERIES C STOCK
[F1][F3][F2]1988-08-08+0→ 9 total(indirect: By Trust) - Other
PREFERRED SERIES B STOCK
[F1][F3][F2]1988-08-08+0→ 9 totalExercise: $0.00From: 1988-08-08Exp: 1988-08-08→ COMMON STOCK (0 underlying) - Other
PREFERRED SERIES C STOCK
[F1][F3][F2]1988-08-08+0→ 9 totalExercise: $0.00From: 1988-08-08Exp: 1988-08-08→ COMMON STOCK (0 underlying) - Other
OPTION TO BUY COMMON STOCK
[F1][F3][F2]1988-08-08+0→ 75,000 totalExercise: $0.77From: 2002-03-01Exp: 2012-03-01→ COMMON STOCK (0 underlying) - Other
OPTION TO BUY COMMON STOCK
[F1][F3][F2]1988-08-08+0→ 12,500 totalExercise: $1.15From: 2002-03-31Exp: 2011-12-03→ COMMON STOCK (0 underlying) - Other
OPTION TO BUY COMMON STOCK
[F1][F3][F2]1988-08-08+0→ 12,500 totalExercise: $1.15From: 2002-06-30Exp: 2011-12-03→ COMMON STOCK (0 underlying) - Other
OPTION TO BUY COMMON STOCK
[F1][F3][F2]1988-08-08+0→ 12,500 totalExercise: $1.15From: 2002-09-29Exp: 2011-12-03→ COMMON STOCK (0 underlying) - Other
OPTION TO BUY COMMON STOCK
[F1][F3][F2]1988-08-08+0→ 12,500 totalExercise: $1.15From: 2002-12-30Exp: 2011-12-03→ COMMON STOCK (0 underlying) - Other
OPTION TO BUY COMMON STOCK
[F1][F3][F2]1988-08-08+0→ 1,250 totalExercise: $26.56From: 2001-12-08Exp: 2004-12-08→ COMMON STOCK (0 underlying) - Other
OPTON TO BUY COMMON STOCK
[F1][F3][F2]1988-08-08+0→ 1,000 totalExercise: $63.44From: 2000-11-01Exp: 2004-11-01→ COMMON STOCK (0 underlying) - Other
OPTION TO BUY COMMON STOCK
[F1][F3][F2]1988-08-08+0→ 50 totalExercise: $59.00From: 2001-08-01Exp: 2004-08-01→ COMMON STOCK (0 underlying) - Other
OPTION TO BUY COMMON STOCK
[F1][F3][F2]1988-08-08+0→ 50 totalExercise: $59.00From: 2002-08-01Exp: 2004-08-01→ COMMON STOCK (0 underlying) - Other
OPTION TO BUY COMMON STOCK
[F1][F3][F2]1988-08-08+0→ 50 totalExercise: $30.00From: 2003-08-01Exp: 2004-08-01→ COMMON STOCK (0 underlying) - Other
OPTION TO BUY COMMON STOCK
[F1][F3][F2]1988-08-08+0→ 50 totalExercise: $30.00From: 2001-03-31Exp: 2003-03-31→ COMMON STOCK (0 underlying) - Other
OPTION TO BUY COMMON STOCK
[F1][F3][F2]1988-08-08+0→ 50 totalExercise: $30.00From: 2002-03-31Exp: 2003-03-31→ COMMON STOCK (0 underlying) - Other
OPTION TO BUY COMMON STOCK
[F1][F3][F2]1988-08-08+0→ 100,000 totalExercise: $1.35From: 2003-03-04Exp: 2013-03-04→ COMMON STOCK (0 underlying) - Exercise/Conversion
OPTION TO BUY COMMON STOCK
[F4]2003-11-14+30,000→ 0 totalExercise: $1.35From: 2003-03-04Exp: 2003-03-04→ COMMON STOCK (30,000 underlying)
Footnotes (4)
- [F1]Dummy Date or Code - Reporting holdings only.
- [F2]No share amount or price. Reporting holdings only.
- [F3]Previously reported transaction.
- [F4]Exercise of Options Pursuant to the Irvine Sensors Corp. 2003 Stock Incentive Plan.
Signature
Robert G. Richards|2003-11-17