Home/Filings/4/0001181431-03-031971
4//SEC Filing

STRAYHORN JIMMY L 4

Accession 0001181431-03-031971

CIK 0000898171other

Filed

Nov 19, 7:00 PM ET

Accepted

Nov 20, 12:02 PM ET

Size

13.5 KB

Accession

0001181431-03-031971

Insider Transaction Report

Form 4
Period: 2003-11-20
STRAYHORN JIMMY L
Pres/CEO Anson Bank & Trust Co
Transactions
  • Other

    Stock Options (Right to Purchase)

    2003-11-20+1,69758,249 total
    Exercise: $5.34From: 2003-11-19Exp: 2012-11-18Common Stock (1,697 underlying)
  • Other

    Common Stock (Held by Self)

    2003-11-20+9309 total
Footnotes (4)
  • [F1]Shares acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11/20/2003 as of Record Date 11/03/2003. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
  • [F2]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11/20/2003 as of Record Date 11/03/2003.
  • [F3]Option price adjusted as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11/20/2003 as of Record Date 11/03/2003.
  • [F4]Incentive Stock Options granted 11/19/2002 vest in five equal annual installments beginning 11/19/2003.