UWHARRIE CAPITAL CORP·4

Nov 20, 12:02 PM ET

STRAYHORN JIMMY L 4

4 · UWHARRIE CAPITAL CORP · Filed Nov 20, 2003

Insider Transaction Report

Form 4
Period: 2003-11-20
STRAYHORN JIMMY L
Pres/CEO Anson Bank & Trust Co
Transactions
  • Other

    Stock Options (Right to Purchase)

    2003-11-20+1,69758,249 total
    Exercise: $5.34From: 2003-11-19Exp: 2012-11-18Common Stock (1,697 underlying)
  • Other

    Common Stock (Held by Self)

    2003-11-20+9309 total
Footnotes (4)
  • [F1]Shares acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11/20/2003 as of Record Date 11/03/2003. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
  • [F2]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11/20/2003 as of Record Date 11/03/2003.
  • [F3]Option price adjusted as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11/20/2003 as of Record Date 11/03/2003.
  • [F4]Incentive Stock Options granted 11/19/2002 vest in five equal annual installments beginning 11/19/2003.

Documents

2 files
  • 4
    rrd23193.xmlPrimary

    STATMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

  • EX-24.

    RESOLUTIONS OF UWHARRIE CAPITAL CORP BOARD OF DIRECTORS NAMING REPORTING PERSONS AND NAMING ASSOCIATES AUTHORIZED TO SIGN SEC REPORTING ON BEHALF OF REPORTING PERSONS