UWHARRIE CAPITAL CORP 4

4 · UWHARRIE CAPITAL CORP · Filed Nov 20, 2003

Form 4

Period: 2003-11-20

Pres/CEO Bank of Stanly

Transactions

Other
Common Stock (Held jointly with Spouse)
2003-11-20+14→ 487 total
Other
Common Stock (Held by Self as Custodian for Grandson)
2003-11-20+3→ 106 total(indirect: By Self As Custodian For Grandson)
Other
Stock Options (Right to Purchase)
2003-11-20+750→ 25,750 total
Exercise: $5.34From: 2003-11-19Exp: 2012-11-18→ Common Stock (750 underlying)

Holdings

Common Stock (Held by Self as Custodian for Son)
(indirect: By Self As Custodian For Son)
8

Footnotes (5)

[F1]Shares acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Captial Corp on 11/20/2003 as of Record Date 11/03/2003. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
[F2]No money was paid by shareholder(s) for the acquired shares. The shares were acquired as a result of a three percent (3%) stock dividend paid to Uwharrie Capital Corp shareholders on 11/20/2003 as of Record Date 11/03/2003.
[F3]This registration did not acquire a whole share of stock in the three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11/20/2003 as of Record Date 11/03/2003. Shareholders were paid cash in lieu of fractional shares.
[F4]Option price adjusted as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11/20/2003 as of Record Date 11/03/2003.
[F5]Incentive Stock Options granted on 11/19/2002 vest in five equal annual installments beginning 11/19/2003.

Documents

2 files

4
rrd23167.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
EX-24.
rrd15020_17187.htm
RESOLUTIONS OF UWHARRIE CAPITAL CORP BOARD OF DIRECTORS NAMING REPORTING PERSONS AND NAMING ASSOCIATES AUTHORIZED TO SIGN SEC REPORTING ON BEHALF OF REPORTING PERSONS