UWHARRIE CAPITAL CORP 4
4 · UWHARRIE CAPITAL CORP · Filed Nov 20, 2003
Insider Transaction Report
Form 4
LAWHON WILLIE D JR
Uwharrie Bank Market President
Transactions
- Other
Common Stock (Held jointly with Spouse)
[F1][F2]2003-11-20+14→ 487 total - Other
Common Stock (Held by Self as Custodian for Grandson)
[F1][F2]2003-11-20+3→ 106 total(indirect: By Self As Custodian For Grandson) - Other
Stock Options (Right to Purchase)
[F4][F1][F2][F5]2003-11-20+750→ 25,750 totalExercise: $5.34From: 2003-11-19Exp: 2012-11-18→ Common Stock (750 underlying)
Holdings
- 8(indirect: By Self As Custodian For Son)
Common Stock (Held by Self as Custodian for Son)
[F3]
Footnotes (5)
- [F1]Shares acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Captial Corp on 11/20/2003 as of Record Date 11/03/2003. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
- [F2]No money was paid by shareholder(s) for the acquired shares. The shares were acquired as a result of a three percent (3%) stock dividend paid to Uwharrie Capital Corp shareholders on 11/20/2003 as of Record Date 11/03/2003.
- [F3]This registration did not acquire a whole share of stock in the three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11/20/2003 as of Record Date 11/03/2003. Shareholders were paid cash in lieu of fractional shares.
- [F4]Option price adjusted as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11/20/2003 as of Record Date 11/03/2003.
- [F5]Incentive Stock Options granted on 11/19/2002 vest in five equal annual installments beginning 11/19/2003.
Signature
Willie D. Lawhon, Jr., By Tamara M. Singletary, EVP, Uwharrie Capital Corp|2003-11-20