4//SEC Filing
UWHARRIE CAPITAL CORP 4
Accession 0001181431-03-031974
$UWHRCIK 0000898171operating
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 12:03 PM ET
Size
15.3 KB
Accession
0001181431-03-031974
Insider Transaction Report
Form 4
LAWHON WILLIE D JR
Pres/CEO Bank of Stanly
Transactions
- Other
Common Stock (Held jointly with Spouse)
2003-11-20+14→ 487 total - Other
Common Stock (Held by Self as Custodian for Grandson)
2003-11-20+3→ 106 total(indirect: By Self As Custodian For Grandson) - Other
Stock Options (Right to Purchase)
2003-11-20+750→ 25,750 totalExercise: $5.34From: 2003-11-19Exp: 2012-11-18→ Common Stock (750 underlying)
Holdings
- 8(indirect: By Self As Custodian For Son)
Common Stock (Held by Self as Custodian for Son)
Footnotes (5)
- [F1]Shares acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Captial Corp on 11/20/2003 as of Record Date 11/03/2003. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
- [F2]No money was paid by shareholder(s) for the acquired shares. The shares were acquired as a result of a three percent (3%) stock dividend paid to Uwharrie Capital Corp shareholders on 11/20/2003 as of Record Date 11/03/2003.
- [F3]This registration did not acquire a whole share of stock in the three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11/20/2003 as of Record Date 11/03/2003. Shareholders were paid cash in lieu of fractional shares.
- [F4]Option price adjusted as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11/20/2003 as of Record Date 11/03/2003.
- [F5]Incentive Stock Options granted on 11/19/2002 vest in five equal annual installments beginning 11/19/2003.
Issuer
UWHARRIE CAPITAL CORP
CIK 0000898171
Entity typeoperating
IncorporatedNC
Related Parties
1- filerCIK 0000898171
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 12:03 PM ET
- Size
- 15.3 KB