ALLEN CHARLES E 4
4 · UWHARRIE CAPITAL CORP · Filed Nov 20, 2003
Insider Transaction Report
Form 4
ALLEN CHARLES E
Director
Transactions
- Other
Common Stock (By Self as Custodian for Nephew)
2003-11-20+1→ 48 total(indirect: By Self As Custodian for Nephew) - Other
Common Stock (See Footnote 1)
2003-11-20+97→ 3,358 total - Other
Common Stock (By Self as Custodian for Daughter)
2003-11-20+2→ 80 total(indirect: By Self As Custodian For Daughter)
Holdings
- 26
Common Stock (Held jointly with Spouse)
- 10(indirect: By Self As Custodian for Son)
Common Stock (By Self as Custodian for Son)
- 5(indirect: By Self As Custodian for Son)
Common Stock (By Self as Custodian for Son)
Footnotes (4)
- [F1]Held by Cede & Co., Depository for Fiserv Securities, Inc., FBO Charles E. Allen - IRA
- [F2]Shares acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11/20/2003 as of Record Date 11/03/2003. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
- [F3]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11/20/2003 as of Record Date 11/03/2003.
- [F4]This registration did not acquire a whole share of stock in the three percent (3%) stock dividend payable on 11/20/2003. Shareholders were paid cash in lieu of fractional shares.