Home/Filings/4/0001181431-03-031997
4//SEC Filing

ALLEN CHARLES E 4

Accession 0001181431-03-031997

CIK 0000898171other

Filed

Nov 19, 7:00 PM ET

Accepted

Nov 20, 12:21 PM ET

Size

15.4 KB

Accession

0001181431-03-031997

Insider Transaction Report

Form 4
Period: 2003-11-20
Transactions
  • Other

    Common Stock (By Self as Custodian for Nephew)

    2003-11-20+148 total(indirect: By Self As Custodian for Nephew)
  • Other

    Common Stock (See Footnote 1)

    2003-11-20+973,358 total
  • Other

    Common Stock (By Self as Custodian for Daughter)

    2003-11-20+280 total(indirect: By Self As Custodian For Daughter)
Holdings
  • Common Stock (Held jointly with Spouse)

    26
  • Common Stock (By Self as Custodian for Son)

    (indirect: By Self As Custodian for Son)
    10
  • Common Stock (By Self as Custodian for Son)

    (indirect: By Self As Custodian for Son)
    5
Footnotes (4)
  • [F1]Held by Cede & Co., Depository for Fiserv Securities, Inc., FBO Charles E. Allen - IRA
  • [F2]Shares acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11/20/2003 as of Record Date 11/03/2003. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
  • [F3]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11/20/2003 as of Record Date 11/03/2003.
  • [F4]This registration did not acquire a whole share of stock in the three percent (3%) stock dividend payable on 11/20/2003. Shareholders were paid cash in lieu of fractional shares.