NARLIS NICHOLAS 4

4 · VOXWARE INC · Filed Nov 25, 2003

Form 4

Period: 2003-11-21

Senior Vice President, CFO

Transactions

Conversion
Series D Convertible Preferred Stock
2003-11-21$0.00/sh+13,254$13→ 319,105 total
→ Common Stock (13,254 underlying)
Conversion
Warrant to purchase Series D Convertible Preferred Stock
2003-11-21−13,254→ 0 total
Exercise: $0.00From: 2003-06-27Exp: 2013-06-27→ Series D Convertible Preferred Stock (13,254 underlying)

Footnotes (4)

[F1]In connection with the purchase of 133,333 shares of Series D Convertible Preferred Stock at $0.015 per share, Mr. Narlis received warrants to purchase shares of Series D Convertible Preferred Stock and Common Stock based on a percentage based upon a fraction, the numerator of which is the cash dollar amount paid by such Mr. Narlis for the Series D Convertible Preferred Stock and the denominator of which is the aggregate cash dollar amount paid by all Purchasers under this Agreement for Committed Series D Convertible Preferred shares.
[F2]1-for-1
[F3]The shares of Series D Convertible Preferred Stock reported hereby are convertible (i) at any time at the option of the holder of the Series D Convertible Preferred Stock, or (ii) the date on which mandatory conversion occurs pursuant to the Amended and Restated Certificate of Incorporation of the Issuer.
[F4]No expiration.

Documents

1 file