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RIEGER GLENN T 4

Accession 0001181431-03-032851

CIK 0000933454other

Filed

Nov 24, 7:00 PM ET

Accepted

Nov 25, 1:18 PM ET

Size

7.1 KB

Accession

0001181431-03-032851

Insider Transaction Report

Form 4
Period: 2003-11-21
Transactions
  • Conversion

    Series D Convertible Preferred Stock

    2003-11-21$0.00/sh+8,283,730$8,28491,617,064 total(indirect: 0)
    Common Stck (8,283,730 underlying)
  • Conversion

    Warrant to purchase Series D Convertible Preferred Stock

    2003-11-218,283,7300 total(indirect: 0)
    Exercise: $0.00From: 2003-06-27Exp: 2013-06-27Series D Convertible Preferred Stock (8,283,730 underlying)
Footnotes (5)
  • [F1]In connection with the purchase of 83,333,334 shares of Series D Convertible Preferred Stock at $0.015 per share, Cross Atlantic Technology Fund II LP received warrants to purchase shares of Series D Convertible Preferred Stock and Common Stock based on a percentage based upon a fraction, the numerator of which is the cash dollar amount paid by Cross Atlantic Technology Fund II LP for the Series D Convertible Preferred Stock and the denominator of which is the aggregate cash dollar amount paid by all Purchasers under this Agreement for Committed Series D Convertible Preferred shares.
  • [F2]Owned of record by Cross Atlantic Technology Fund II LP. The reporting person is the president of the general partner of Cross Atlantic Technology Fund II LP, and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  • [F3]1-for-1
  • [F4]The shares of Series D Preferred Stock reported hereby are convertible (i) at any time at the option of the holder of the Series D Convertible Preferred Stock, or (ii) the date on which mandatory conversion occurs pursuant to the Amended and Restated Certificate of Incorporation of the Issuer.
  • [F5]No expiration.

Issuer

VOXWARE INC

CIK 0000933454

Entity typeother

Related Parties

1
  • filerCIK 0001253624

Filing Metadata

Form type
4
Filed
Nov 24, 7:00 PM ET
Accepted
Nov 25, 1:18 PM ET
Size
7.1 KB