4//SEC Filing
WINN DIXIE STORES INC 4
Accession 0001181431-03-033132
CIK 0000107681operating
Filed
Nov 25, 7:00 PM ET
Accepted
Nov 26, 1:27 PM ET
Size
11.1 KB
Accession
0001181431-03-033132
Insider Transaction Report
Form 4
STEPHENS CHARLES P
Director
Transactions
- Other
Common Stock
2003-11-24+1,550,976→ 1,742,483 total(indirect: D.D.I., Inc.) - Other
Common Stock
2003-11-24−812,605→ 0 total(indirect: DAVFAM, Ltd.) - Other
Common Stock
2003-11-24−738,370→ 0 total
Holdings
- 0(indirect: By Trust)
0
- 147,312(indirect: By Spouse)
Common Stock
- 43,439(indirect: By Children)
Common Stock
- 790,525(indirect: By Trust)
Common Stock
- 6,083(indirect: AKD-SDS Partners I, Ltd.)
Common Stock
Footnotes (4)
- [F1]As to a portion of the shares reported on this line representing the beneficial interest of Charles P. Stephens' wife and children, the filing of this statement shall not be construed as an admission that Charles P. Stephens is, for the purpose of Section 16 of the Securities Exchange Act of 1934, the beneficial owner of such shares of stock and Charles P. Stephens disclaims beneficial ownership of such shares of stock.
- [F2]Mr. Stephens' wife is co-trustee of a Trust which has an indirect interest in 1,921,617 shares of Winn-Dixie common stock in the n/o DDI and certain partnerships. Mr. Stephens' wife's mother is the sole beneficiary of such Trust during her lifetime and Mr. Stephens' wife and children are among the beneficiaries of any residual assets of the Trust including an indeterminate interest in any remainder of such shares. Mr. Stephens disclaims any beneficial ownership in the securitites held by the Trust. Such trust is not a controlling shareholder of DDI nor does the Trust have investment control with respect to securities held by the partnerships or DDI. Consequently, the filing of this form shall not be construed as admission that the Trust is, for the purpose of Section 16 of the Securities Exchange Act of 1934, the beneficial owner of securities held by such entities and the Trust disclaims beneficial ownership of such securities.
- [F3]On November 24, 2003, in connection with the dissolution of DAVFAM, all of the Winn-Dixie Stores, Inc. common stock, in the name of the partnership, was distributed to its limited partners, DDI, Estuary and FND, Ltd., and to its general partner, SIVAD Investors, LLC. Simultaneously, SIVAD Investors, LLC was dissolved and its shares of Winn-Dixie Stores, Inc. common stock were distributed to its members, DDI and Estuary. Also on November 24, 2003, in connection with the dissolution of DAVFAM II, all of the Winn-Dixie Stores, Inc. common stock, in the name of the partnership, was distributed to its limited partners, DDI and Estuary, and to its general partner, SIVAD Investors II, LLC. Simultaneously, SIVAD Investors II, LLC was dissolved and its shares of Winn-Dixie Stores, Inc. common stock were distributed to its members, DDI and Estuary.
- [F4]All of the above transactions resulted in a net increase of one share due to rounding in the aggregate indirect interests of Charles P. Stephens, as trustee of certain shareholders or wife or child as sharholder of DDI, in Winn-Dixie Stores, Inc. common stock.
Documents
Issuer
WINN DIXIE STORES INC
CIK 0000107681
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0000107681
Filing Metadata
- Form type
- 4
- Filed
- Nov 25, 7:00 PM ET
- Accepted
- Nov 26, 1:27 PM ET
- Size
- 11.1 KB