ZEKE DUGE 4
4 · SMART & FINAL INC/DE · Filed Nov 26, 2003
Insider Transaction Report
Form 4
ZEKE DUGE
S.V.P., CIO of SFSC
Transactions
- Disposition to Issuer
Common Stock, par value $.01 per share
2003-11-25$9.25/sh−5,000$46,250→ 25,000 total
Holdings
- 30,000
Stock Options
Exercise: $7.69From: 2002-12-06Exp: 2010-12-06→ Common (30,000 underlying) - 15,000
Stock Options
Exercise: $6.50From: 2005-09-16Exp: 2013-09-16→ Common (15,000 underlying) - 25,000
Stock Options
Exercise: $10.13From: 2003-09-27Exp: 2011-09-27→ Common (25,000 underlying) - 22,000
Stock Options
Exercise: $9.80From: 2004-02-19Exp: 2012-02-19→ Common (22,000 underlying)
Footnotes (6)
- [F1]10,000 deferred smart shares, 10,000 restricted smart shares and 5,000 vested smart shares
- [F2]Options granted from the Stock Incentive Plan. One-third of the options became exercisable on December 6, 2002 and one-third will become exercisable on December 6 in each of 2003 and 2004.
- [F3]Options granted from the Long Term Equity Plan. One-third of the options will become exercisable on September 27 in each of 2003, 2004 and 2005.
- [F4]Options granted from the Long Term Equity Plan. One-third of the options will become exercisable on February 19 in each of 2004, 2005 and 2006.
- [F5]Options granted from the Long Term Equity Plan. One-third of the options will become exercisable on February 19 in each of 2005, 2006 and 2007.
- [F6]Options granted from the Long Term Equity Plan. One-third of the options will become exercisable on September 16 in each of 2005, 2006 and 2007.