BAUMAN FREDERICK C 4
4 · SUNTERRA CORP · Filed Dec 1, 2003
Insider Transaction Report
Form 4
SUNTERRA CORPSNRR.OB
BAUMAN FREDERICK C
VP/General Counsel/Secretary
Transactions
- Award
Option (right to buy)
2003-06-10$15.25/sh+17,500$266,875→ 17,500 totalExercise: $15.25From: 2003-07-17Exp: 2013-06-10→ Common Stock (17,500 underlying) - Award
Option (right to buy)
2003-06-10$15.25/sh+52,500$800,625→ 70,000 totalExercise: $15.25From: 2003-06-17Exp: 2013-06-10→ Common Stock (52,500 underlying) - Sale
Common Stock
2003-11-28$9.95/sh−500$4,975→ 500 total(indirect: By Trust)
Footnotes (3)
- [F1]Grant vests in 8 monthly installments beginning 07/17/2003, and becomes fully vested on 02/17/2004.
- [F2]Grant vests in 45 monthly installments beginning 06/17/2003, and becomes fully vested 02/17/2007
- [F3]These shares are held in trust by the McIntyre/Bauman NJ Trust for the benefit of Mr. Bauman's children. Mr Bauman disclaims beneficial ownership of these shares.