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HSIEH DOUGLAS 4

Accession 0001181431-03-033498

CIK 0001002902other
View on SEC.govCompany Profile

Filed

Nov 30, 7:00 PM ET

Accepted

Dec 1, 6:15 PM ET

Size

9.9 KB

Accession

0001181431-03-033498

Insider Transaction Report

Form 4
Period: 2003-11-26
VELOCITY EXPRESS CORPVEXP
HSIEH DOUGLAS
Director10% Owner
Transactions
  • Purchase

    Series I Convertible Preferred Stock

    2003-11-26$1.50/sh+3,733,333$5,600,000→ 9,287,768 total(indirect: See note)
    Exercise: $0.15→ Common Stock (92,877,680 underlying)
Holdings

  • Series D Convertible Preferred Stock

    (indirect: See note)
    From: 2001-09-05→ Common Stock (8,421,324 underlying)
    1,017,538

  • Series B Convertible Preferred Stock

    (indirect: See note)
    From: 2000-05-31→ Common Stock (13,796,699 underlying)
    2,806,797

  • Series H Convertible Preferred Stock

    (indirect: See note)
    From: 2003-09-18→ Common Stock (5,732,167 underlying)
    196,900

  • Series G Convertible Preferred Stock

    (indirect: See note)
    From: 2003-09-18→ Common Stock (2,361,830 underlying)
    3,333,333

  • Series C Convertible Preferred Stock

    (indirect: See note)
    From: 2000-09-22→ Common Stock (6,811,640 underlying)
    2,000,000
Footnotes (5)
  • [F1]The securities reported on this Form 4 are directly held by one or more of the following entities related to TH Lee Putnam Ventures LP: TH Lee Putnam Ventures, L.P. (f/k/a TH Lee.Putnam Internet Partners, L.P.), TH Lee Putnam Parallel Ventures, L.P. (f/k/a TH Lee.Putnam Internet Parallel Partners, L.P.), THLi Coinvestment Partners, LLC and Blue Star I, LLC, collectively "THLPV."
  • [F2]As a result of the issuance Series I Convertible Preferred Stock, the number of shares of Common Stock into which the shares of Series B, Series C, Series D, Series G and Series H Convertible Preferred Stock are convertible upon exercise of such series of Convertible Preferred Stock increased pursuant to antidilution provisions in the preferred instruments.
  • [F3]Conversion of the Series I Convertible Preferred Stock into Common Stock requires shareholder approval.
  • [F4]Not applicable
  • [F5]None

Documents

1 file

Issuer

VELOCITY EXPRESS CORP

CIK 0001002902

→
Entity typeother

Related Parties

1
  • filerCIK 0001260720

Filing Metadata

Form type
4
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 6:15 PM ET
Size
9.9 KB
View on SEC.gov