Home/Filings/3/0001181431-03-033731
3//SEC Filing

RHO INVESTMENT PARTNERS H LP 3

Accession 0001181431-03-033731

CIK 0000927829other

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 6:26 PM ET

Size

30.7 KB

Accession

0001181431-03-033731

Insider Transaction Report

Form 3
Period: 2003-11-28
Holdings
  • Common Stock Purchase Warrant (right to buy)

    (indirect: See Footnote)
    Exercise: $0.01From: 2003-11-05Exp: 2006-10-17Common Stock (1,222 underlying)
  • Common Stock

    (indirect: See Footnotes)
    5,145,215
  • Non-Qualified Stock Option (right to buy)

    (indirect: See Footnote)
    Exercise: $0.72From: 2003-11-05Exp: 2009-03-17Common Stock (12,500 underlying)
Holdings
  • Common Stock

    (indirect: See Footnotes)
    5,145,215
  • Common Stock Purchase Warrant (right to buy)

    (indirect: See Footnote)
    Exercise: $0.01From: 2003-11-05Exp: 2006-10-17Common Stock (1,222 underlying)
  • Non-Qualified Stock Option (right to buy)

    (indirect: See Footnote)
    Exercise: $0.72From: 2003-11-05Exp: 2009-03-17Common Stock (12,500 underlying)
Holdings
  • Common Stock

    (indirect: See Footnotes)
    5,145,215
  • Common Stock Purchase Warrant (right to buy)

    (indirect: See Footnote)
    Exercise: $0.01From: 2003-11-05Exp: 2006-10-17Common Stock (1,222 underlying)
  • Non-Qualified Stock Option (right to buy)

    (indirect: See Footnote)
    Exercise: $0.72From: 2003-11-05Exp: 2009-03-17Common Stock (12,500 underlying)
Footnotes (7)
  • [F1]Consists of shares held of record by each of the entities listed below. Mark Leschly (who is a director and files separate Section 16(a) reports), Joshua Ruch and Habib Kairouz are (i) Managing Members of Rho Management Ventures IV, LLC, which is the general partner of Rho Ventures IV, L.P. and Rho Ventures IV (QP), L.P.; (ii) Managing Directors of the Issuer Rho Capital Partners Verwaltungs GmbH, which is the general partner of Rho Ventures IV GmbH & Co. Beteiligungs KG; and (iii) Managing Partners of Rho Capital Partners, Inc. ("RCPI"), the investment advisor to Rho Management Trust II ("Trust II"). Each of the Filing Persons disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein.
  • [F2]Consists of warrants to acquire shares of Common Stock held by Trust II. Mark Leschly, Joshua Ruch and Habib Kairouz are managing partners of RCPI, the investment advisor to Trust II. Each of Messrs. Leschly, Ruch and Kairouz has a pecuniary interest in certain of the grantors to Trust II. Each of the Filing Persons disclaims beneficial ownership of the warrants and the shares of Common Stock underlying the warrants except to the extent of its pecuniary interest therein.
  • [F3]Represents an option held by Mark Leschly. The option vests and becomes exercisable in four equal annual installments on each of March 17, 2000, 2001, 2002 and 2003. Mr. Leschly is a director of the issuer and files separate reports under Section 16(a). The Filing Persons disclaim beneficial ownership of this option, as none has any pecuniary interest therein.
  • [F4]Represents an option held by Mark Leschly. The option vests and becomes exercisable in four equal annual installments on each of November 14, 2001, 2002, 2003 and 2004. Mr. Leschly is a director of the issuer and files separate reports under Section 16(a). The Filing Persons disclaim beneficial ownership of this option, as none has any pecuniary interest therein.
  • [F5]Represents an option held by Mark Leschly. The option vests and becomes exercisable in four equal annual installments on each of November 11, 2002, 2003, 2004 and 2005. Mr. Leschly is a director of the issuer and files separate reports under Section 16(a). The Filing Persons disclaim beneficial ownership of this option, as none has any pecuniary interest therein.
  • [F6]Represents an option held by Mark Leschly. The option vests and becomes exercisable in four equal annual installments on each of November 19, 2003, 2004, 2005 and 2006. Mr. Leschly is a director of the issuer and files separate reports under Section 16(a). The Filing Persons disclaim beneficial ownership of this option, as none has any pecuniary interest therein.
  • [F7]Rho Ventures IV, L.P., Rho Ventures IV (QP), L.P., Rho Ventures IV GmbH & Co. Beteiligungs KG and Trust II own 341,321 shares, 803,557 shares, 837,422 shares and 3,162,915 shares of Common Stock, respectively. Joshua Ruch is the sole stockholder of Atlas Capital Corp., which is the general partner of Rho Management Partners, L.P., which is the general partner of RIP H.

Issuer

NITROMED INC

CIK 0000927829

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001269065

Filing Metadata

Form type
3
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 6:26 PM ET
Size
30.7 KB