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4//SEC Filing

BIRNBACH GERALD M 4

Accession 0001181431-03-033895

CIK 0000085417other
View on SEC.govCompany Profile

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 12:42 PM ET

Size

26.6 KB

Accession

0001181431-03-033895

Insider Transaction Report

Form 4
Period: 2003-12-01
ROWE COMPANIESROW
BIRNBACH GERALD M
DirectorChairman of the Board/Pres.
Transactions
  • Award

    Option to purchase

    2003-12-01$3.00/sh+25,000$75,000→ 457,039 total
    Exercise: $3.00From: 2003-12-01Exp: 2013-12-01→ common (25,000 underlying)
  • Award

    Option to purchase

    2003-12-01$3.00/sh+5,000$15,000→ 462,039 total
    Exercise: $3.00From: 2004-01-01Exp: 2013-12-01→ common (5,000 underlying)
Holdings

  • Common Stock

    (indirect: see footnotes)
    308,107

  • Common Stock

    (indirect: see footnotes)
    38,853

  • Option to Purchase

    Exercise: $2.15From: 2002-12-03Exp: 2012-12-03→ commmon (5,000 underlying)
    5,000

  • Option to Purchase

    Exercise: $2.15From: 2003-06-06Exp: 2012-12-03→ common (5,000 underlying)
    10,000

  • Option to Purchase

    Exercise: $3.19From: 2000-12-05Exp: 2010-12-05→ common (50,000 underlying)
    100,000

  • Option to Purchase

    Exercise: $8.38From: 1999-12-15Exp: 2009-12-15→ common (38,060 underlying)
    138,060

  • Common Stock

    517,948

  • Common Stock

    (indirect: see footnote)
    7,292

  • Option to Purchase

    Exercise: $4.55From: 1995-12-07Exp: 2005-12-07→ commmon (22,000 underlying)
    347,999

  • Option to Purchase

    Exercise: $4.55From: 1995-12-07Exp: 2005-12-07→ common (22,000 underlying)
    369,999

  • Option to Purchase

    Exercise: $5.00From: 1994-08-18Exp: 2004-08-18→ common (19,965 underlying)
    389,964

  • Option to Purchase

    Exercise: $4.75From: 1993-12-07Exp: 2003-12-07→ common (42,075 underlying)
    432,039

  • Common Stock

    (indirect: see footnotes)
    4,174

  • Common Stock

    (indirect: see footnotes)
    57,470

  • Option to Purchase

    Exercise: $1.25From: 2002-01-01Exp: 2011-12-04→ common (20,000 underlying)
    50,000

  • Option to Purchase

    Exercise: $8.38From: 2001-01-01Exp: 2009-12-15→ common (11,940 underlying)
    150,000

  • Option to Purchase

    Exercise: $9.20From: 1998-12-03Exp: 2008-12-03→ common (55,137 underlying)
    205,137

  • Option to Purchase

    Exercise: $9.20From: 2000-01-01Exp: 2008-12-03→ common (10,862 underlying)
    215,999

  • Option to Purchase

    Exercise: $6.25From: 1997-12-02Exp: 2007-12-02→ common (39,050 underlying)
    255,049

  • Option to Purchase

    Exercise: $6.25From: 1997-12-02Exp: 2007-12-02→ common (15,950 underlying)
    270,999

  • Common Stock

    (indirect: see footnotes)
    44,951

  • Option to Purchase

    Exercise: $2.15From: 2003-12-03Exp: 2012-12-03→ common (5,000 underlying)
    15,000

  • Option to Purchase

    Exercise: $2.15From: 2004-06-06Exp: 2012-12-03→ common (5,000 underlying)
    20,000

  • Option to Purchase

    Exercise: $2.15From: 2004-12-03Exp: 2012-12-03→ common (5,000 underlying)
    25,000

  • Option to Purchase

    Exercise: $2.15From: 2005-06-06Exp: 2012-12-03→ common (5,000 underlying)
    30,000

  • Common Stock

    (indirect: see footnotes)
    78,960

  • Common Stock

    (indirect: see footntotes)
    438,537

  • Common Stock

    (indirect: see footnotes)
    127,383

  • Option to Purchase

    Exercise: $6.93From: 1996-11-26Exp: 2006-11-26→ common (40,700 underlying)
    311,699

  • Option to Purchase

    Exercise: $6.93From: 1996-11-26Exp: 2006-11-26→ common (14,300 underlying)
    325,999
Footnotes (11)
  • [F1]Represents as of May 31, 2003, the date of the Plan's last report, the number of shares allocated to the reporting person under The Rowe Companies Employee Stock Ownership Plan
  • [F10]Co-trustee under the Irrevocable Trust Agreement FBO Thomas Birnbach and the Descendants of Thomas Birnbach.
  • [F11]Co-trustee under the Irrevocable Trust Agreement FBO Birnbach Birnbach and the Descendants of Birnbach Birnbach.
  • [F2]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
  • [F3]Co-trustee under the Birnbach Family Foundation, Inc.
  • [F4]Co-trustee under the Irrevocable Trust Agreement for the Descendants of Gladys B. Rowe
  • [F5]Co-trustee under the Irrevocable Trust Agreement for the Wife and Descendants of D. E. Rowe, Jr.
  • [F6]Co-trustee under theTrust FBO Michael A. Rowe.
  • [F7]Owned by wife.
  • [F8]Co-trustee under the Irrevocable Trust Agreement FBO Jami Taff and the Descendants of Jami Taff.
  • [F9]Co-trustee under the Irrevocable Trust Agreement FBO Nina Patton and the Descendants of Nina Patton.

Documents

1 file

Issuer

ROWE COMPANIES

CIK 0000085417

→
Entity typeother

Related Parties

1
  • filerCIK 0001232825

Filing Metadata

Form type
4
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 12:42 PM ET
Size
26.6 KB
View on SEC.gov