Home/Filings/4/0001181431-04-000287
4//SEC Filing

HAYTER GEORGE A 4

Accession 0001181431-04-000287

CIK 0001015780other

Filed

Jan 1, 7:00 PM ET

Accepted

Jan 2, 9:17 PM ET

Size

6.5 KB

Accession

0001181431-04-000287

Insider Transaction Report

Form 4
Period: 2004-01-02
Transactions
  • Award

    Common Stock

    2003-04-23$4.98/sh+20,081$100,00322,599 total
  • Award

    Stock Option (right-to-buy)

    2004-01-02$12.76/sh+14,695$187,5080 total
    Exercise: $4.25Exp: 2014-01-02Common Stock (14,695 underlying)
Footnotes (3)
  • [F1]Grant of restricted stock issued pursuant to the E*TRADE Group, Inc. 1996 Stock Incentive Plan. The individual's right to retain these shares vests in 8 equal installments over a two year period with the first tranch vesting on June 30, 2003 and the last tranch vesting on March 31, 2005. In the event the individual leaves his position as Chairman of the Board for any reason other than removal for an act of "cause," the stock will become immediately vested.
  • [F2]Shares granted pursuant to Director Fee Option Grant Program of the E*TRADE Group, Inc. 1996 Stock Incentive Plan. Pursuant to this Plan, Reporting Person has elected to apply all or a portion of the annual retainer fee for directors otherwise payable in cash to the acquisition of a special option grant.
  • [F3]Shares exercisable in 12 equal monthly installments upon the Optionee's completion of each month of Board service over the 12-month period measured from the grant date.

Issuer

E TRADE FINANCIAL CORP

CIK 0001015780

Entity typeother

Related Parties

1
  • filerCIK 0001197958

Filing Metadata

Form type
4
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 9:17 PM ET
Size
6.5 KB