ROCHELLE CURTIS 4
4 · UNITEDGLOBALCOM INC · Filed Jan 7, 2004
Insider Transaction Report
Form 4
UNITEDGLOBALCOM INCUCOMA
ROCHELLE CURTIS
10% Owner
Transactions
- Sale
Class B common stock
2004-01-05−1,796,940→ 0 total(indirect: By Partnership)→ Class A common (1,796,940 underlying) - Sale
Class B common stock
2004-01-05−222,368→ 0 total(indirect: By Partnership)→ Class A common (222,368 underlying)
Footnotes (5)
- [F1]The Reporting Persons were parties to a Founders Agreement, which was cancelled in connection with the sale of securities.
- [F2]Class B common stock can be converted on a one for one basis for shares of the Issuer's Class A common stock at anytime upon the election of the owner thereof.
- [F3]The Reporting Persons transferred their shares of Class B common stock to Liberty Media Corporation in exchange for shares of Liberty Media Corporation Series A common stock and cash for approximately 50% of the Reporting Persons' tax liability from such transfer.
- [F4]Curtis Rochelle, a Reporting Person, is the trustee of the general partner of the limited partnership transferring the securities.
- [F5]Marian Rochelle, a Reporting Person, is the trustee of the general partner of the limited partnership transferring the securities.