SUN CHANG 4
4 · ASIAINFO HOLDINGS INC · Filed Jan 20, 2004
Insider Transaction Report
Form 4
SUN CHANG
Director10% Owner
Transactions
- Award
Stock Options (right to acquire common stock)
2004-01-16+5,000→ 5,000 totalExercise: $9.15From: 2008-01-16Exp: 2014-01-16→ Common Stock (5,000 underlying)
Holdings
- 8,050,210(indirect: See Footnote)
Common Stock
- 5,000
Stock Options (right to acquire common stock)
Exercise: $10.18From: 2006-04-30Exp: 2012-04-30→ Common Stock (5,000 underlying) - 20,000
Stock Options (right to acquire common stock)
Exercise: $9.25Exp: 2011-01-16→ Common Stock (20,000 underlying)
Footnotes (3)
- [F1]A total of 8,050,210 shares are owned by Warburg Pincus Ventures, L.P. and Warburg Pincus Ventures International, L.P. Mr. Sun is a Managing Director of Warburg, Pincus & Co. which manages both Warburg Pincus Ventures, L.P. and Warburg Pincus Ventures International, L.P.
- [F2]20,000 stock options with an exercise price of $9.25 were granted on January 16, 2001. These options vest in two installments of 25% each on the first and second anniversary of the grant date, and in eight subsequent quarterly installments of 6.25% each, commencing on April 17, 2003 and ending on January 16, 2005.
- [F3]20,000 stock options with an exercise price of $4.03 were granted on August 15, 2002. These options vest in two installments of 25% each on the first and second anniversary of the grant date, and in eight subsequent quarterly installments of 6.25% each, commencing on November 15, 2004 and ending on August 15, 2006.