|4Jan 20, 4:18 PM ET

DOUGLASS SAM P 4

4 · EQUUS II INC · Filed Jan 20, 2004

Insider Transaction Report

Form 4
Period: 2004-01-20
Transactions
  • Other

    Common Stock

    2004-01-16$7.92/sh+1,786$14,14321,216 total
  • Other

    Common Stock

    2004-01-16$7.92/sh+2,567$20,32830,827 total(indirect: By Spouse)
  • Other

    Common Stock

    2004-01-16$7.92/sh+3,599$28,50043,191 total(indirect: By Trust)
  • Other

    Common Stock

    2004-01-16$7.92/sh+3,713$29,40344,561 total(indirect: By Trust)
Holdings
  • Common Stock

    (indirect: See footnote 3)
    205,296
  • Common Stock

    (indirect: See footnote 2)
    74,478
Footnotes (3)
  • [F1]Dividend paid in stock
  • [F2]Shares owned by trusts for the benefit of member of Mr. Douglass' family of which Mr. Douglass is the Trustee and a lifetime beneficiary.
  • [F3]Shares owned by Equus Corporation International ("ECI") of which Mr. Douglass is the Chairman and the CEO. Mr. Douglass disclaims beneficial ownership of all shares not directly owned by him.

Documents

1 file
  • 4
    rrd29580.xmlPrimary