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4//SEC Filing

GERAGHTY DOMINIC 4

Accession 0001181431-04-004675

CIK 0001053361other

Filed

Jan 26, 7:00 PM ET

Accepted

Jan 27, 3:44 PM ET

Size

10.0 KB

Accession

0001181431-04-004675

Insider Transaction Report

Form 4
Period: 2004-01-27
GERAGHTY DOMINIC
Sr. VP, Corporate Development
Transactions
  • Award

    Common Stock

    2004-01-02$2.29/sh+2,451$5,6257,307 total
  • Award

    Non-Qualified Stock Option (right to buy)

    2004-01-26+36,854195,400 total
    Exercise: $4.03From: 2004-06-26Exp: 2014-01-26Common Stock (36,854 underlying)
  • Award

    Incentive Stock Option (right to buy)

    2004-01-26+28,146158,546 total
    Exercise: $4.03From: 2004-06-26Exp: 2014-01-26Common Stock (28,146 underlying)
Footnotes (5)
  • [F1]These shares were acquired through the Companys 2000 Employee Stock Purchase Plan.
  • [F2]These options were granted pursuant to the Catalytica Energy Systems Inc 1995 Stock Plan and are exempt pursuant to Rule 16b-3.
  • [F3]These options were granted pursuant to the Catalytica Energy Systems Inc 1995 Stock Plan and are exempt pursuant to Rule 16b-3.
  • [F4]1/8 of these options become exercisable 6 months after the date of grant, with the remaining options vesting in 42 equal monthly installments beginning 7 months from the date of grant.
  • [F5]1/8 of these options become exercisable 6 months after the date of grant, with the remaining options vesting in 42 equal monthly installments beginning 7 months from the date of grant.

Issuer

CATALYTICA ENERGY SYSTEMS INC

CIK 0001053361

Entity typeother

Related Parties

1
  • filerCIK 0001218791

Filing Metadata

Form type
4
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 3:44 PM ET
Size
10.0 KB