GERAGHTY DOMINIC 4

4 · CATALYTICA ENERGY SYSTEMS INC · Filed Jan 27, 2004

Form 4

Period: 2004-01-27

Sr. VP, Corporate Development

Transactions

Award
Common Stock
2004-01-02$2.29/sh+2,451$5,625→ 7,307 total
Award
Non-Qualified Stock Option (right to buy)
2004-01-26+36,854→ 195,400 total
Exercise: $4.03From: 2004-06-26Exp: 2014-01-26→ Common Stock (36,854 underlying)
Award
Incentive Stock Option (right to buy)
2004-01-26+28,146→ 158,546 total
Exercise: $4.03From: 2004-06-26Exp: 2014-01-26→ Common Stock (28,146 underlying)

Footnotes (5)

[F1]These shares were acquired through the Companys 2000 Employee Stock Purchase Plan.
[F2]These options were granted pursuant to the Catalytica Energy Systems Inc 1995 Stock Plan and are exempt pursuant to Rule 16b-3.
[F3]These options were granted pursuant to the Catalytica Energy Systems Inc 1995 Stock Plan and are exempt pursuant to Rule 16b-3.
[F4]1/8 of these options become exercisable 6 months after the date of grant, with the remaining options vesting in 42 equal monthly installments beginning 7 months from the date of grant.
[F5]1/8 of these options become exercisable 6 months after the date of grant, with the remaining options vesting in 42 equal monthly installments beginning 7 months from the date of grant.

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