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4//SEC Filing

DALLA BETTA RALPH A 4

Accession 0001181431-04-004676

CIK 0001053361other

Filed

Jan 26, 7:00 PM ET

Accepted

Jan 27, 3:46 PM ET

Size

10.0 KB

Accession

0001181431-04-004676

Insider Transaction Report

Form 4
Period: 2004-01-27
DALLA BETTA RALPH A
VP & Chief Technology Officer
Transactions
  • Award

    Non-Qualified Stock Option (right to buy)

    2004-01-26+24,987314,241 total
    Exercise: $4.03From: 2004-06-26Exp: 2014-01-26Common Stock (24,987 underlying)
  • Award

    Incentive Stock Option (right to buy)

    2004-01-26+25,013289,254 total
    Exercise: $4.03From: 2004-06-26Exp: 2014-01-26Common Stock (25,013 underlying)
  • Award

    Common Stock

    2004-01-02$2.29/sh+4,342$9,96592,101 total
Footnotes (5)
  • [F1]These shares were acquired through the Companys 2000 Employee Stock Purchase Plan.
  • [F2]These options were granted pursuant to the Catalytica Energy Systems Inc 1995 Stock Plan and are exempt pursuant to Rule 16b-3.
  • [F3]1/8 of these options become exercisable 6 months after the date of grant, with the remaining options vesting in 42 equal monthly installments beginning 7 months from the date of grant.
  • [F4]These options were granted pursuant to the Catalytica Energy Systems Inc 1995 Stock Plan and are exempt pursuant to Rule 16b-3.
  • [F5]1/8 of these options become exercisable 6 months after the date of grant, with the remaining options vesting in 42 equal monthly installments beginning 7 months from the date of grant.

Issuer

CATALYTICA ENERGY SYSTEMS INC

CIK 0001053361

Entity typeother

Related Parties

1
  • filerCIK 0001218794

Filing Metadata

Form type
4
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 3:46 PM ET
Size
10.0 KB