CATALINA LIGHTING INC 4

4 · CATALINA LIGHTING INC · Filed Feb 9, 2004

Form 4

Period: 2004-01-01

Director

Transactions

Disposition to Issuer
Stock option (Right to Buy)
2004-01-01−2,000→ 0 total
Exercise: $7.23Exp: 2012-10-22→ Common Stock (2,000 underlying)
Disposition to Issuer
Stock option (Right to Buy)
2004-01-01−3,000→ 0 total
Exercise: $1.75Exp: 2011-12-09→ Common Stock (3,000 underlying)
Award
Stock option (Right to Buy)
2004-01-01+5,000→ 5,000 total
Exercise: $7.80Exp: 2012-11-03→ Common Stock (10,000 underlying)
Disposition to Issuer
Stock option (Right to Buy)
2004-01-01−10,000→ 0 total
Exercise: $7.80Exp: 2012-11-03→ Common Stock (10,000 underlying)
Award
Stock option (Right to Buy)
2004-01-01+1,000→ 1,000 total
Exercise: $7.23Exp: 2012-10-22→ Common Stock (2,000 underlying)
Award
Stock option (Right to Buy)
2004-01-01+2,250→ 2,250 total
Exercise: $1.75Exp: 2011-12-09→ Common Stock (3,000 underlying)

Footnotes (3)

[F1]Amendment of outstanding option resulting in deemed cancellation of option and grant of replacement option. The option was originally granted on December 10, 2001 and provided that 25% of the options would vest on December 10, 2002 and the remainder would vest on an annual basis for the three years thereafter. The option was amended effective as of January 1, 2004 so that 750 options were forfeited and the remainder of any unvested options would vest on December 10, 2004.
[F2]Amendment of outstanding option resulting in deemed cancellation of option and grant of replacement option. The option was originally granted on October 23, 2003 and provided that 25% of the options would vest on October 23, 2002 and the remainder would vest on an annual basis for the three years thereafter. The option was amended effective as of January 1, 2004 so that 1,000 options were forfeited and the remainder of any unvested options would vest on October 23, 2004.
[F3]Amendment of outstanding option resulting in deemed cancellation of option and grant of replacement option. The option was originally granted on November 4, 2002 and provided that 25% of the options would vest on November 4, 2003 and the remainder would vest on an annual basis for the three years thereafter. The option was amended effective as of January 1, 2004 so that 5,000 options were forfeited and the remainder of any unvested options would vest on November 4, 2004.

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