4//SEC Filing
SMITH JAMES R 4
Accession 0001181431-04-020365
CIK 0001138724other
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 3:22 PM ET
Size
9.3 KB
Accession
0001181431-04-020365
Insider Transaction Report
Form 4
SMITH JAMES R
Director
Transactions
- Purchase
Common Stock
2004-04-13$3.60/sh+6,250$22,500→ 61,250 total - Purchase
Common Stock
2004-04-13$3.60/sh+18,750$67,500→ 36,250 total(indirect: Principal Shareholder LLP)
Holdings
- 25,000
Non Qualified Stock Option
Exercise: $2.50Exp: 2013-07-28→ Common Stock (10,000 underlying) - 15,000
Non Qualified Stock Option
Exercise: $5.00Exp: 2012-05-21→ Common Stock (15,000 underlying)
Footnotes (4)
- [F1]Conversion of Convertible Promissory Note
- [F2]Conversion of Convertible Promissory Note
- [F3]The options vest as to 25% of the shares on 5/21/2003 and 2.0833% monthly for the following 36 months
- [F4]The options vest as to 25% of the shares on 7/28/2004 and 2.0833% monthly for the following 36 months
Documents
Issuer
DICKIE WALKER MARINE INC
CIK 0001138724
Entity typeother
Related Parties
1- filerCIK 0001172696
Filing Metadata
- Form type
- 4
- Filed
- Apr 12, 8:00 PM ET
- Accepted
- Apr 13, 3:22 PM ET
- Size
- 9.3 KB