SMITH JAMES R 4
4 · DICKIE WALKER MARINE INC · Filed Apr 13, 2004
Insider Transaction Report
Form 4
SMITH JAMES R
Director
Transactions
- Purchase
Common Stock
2004-04-13$3.60/sh+6,250$22,500→ 61,250 total - Purchase
Common Stock
2004-04-13$3.60/sh+18,750$67,500→ 36,250 total(indirect: Principal Shareholder LLP)
Holdings
- 25,000
Non Qualified Stock Option
Exercise: $2.50Exp: 2013-07-28→ Common Stock (10,000 underlying) - 15,000
Non Qualified Stock Option
Exercise: $5.00Exp: 2012-05-21→ Common Stock (15,000 underlying)
Footnotes (4)
- [F1]Conversion of Convertible Promissory Note
- [F2]Conversion of Convertible Promissory Note
- [F3]The options vest as to 25% of the shares on 5/21/2003 and 2.0833% monthly for the following 36 months
- [F4]The options vest as to 25% of the shares on 7/28/2004 and 2.0833% monthly for the following 36 months