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TL VENTURES III LP 3

Accession 0001181431-04-020515

CIK 0001083132other
View on SEC.govCompany Profile

Filed

Apr 13, 8:00 PM ET

Accepted

Apr 14, 11:07 AM ET

Size

36.3 KB

Accession

0001181431-04-020515

Insider Transaction Report

Form 3
Period: 2004-04-14
IMMUNICON CORPIMMC
TL VENTURES III OFFSHORE LTD
10% Owner
Holdings

  • Common Stock

    15,667

  • Series F Preferred Stock

    → Common Stock (196,630 underlying)

  • Series D Preferred Stock

    → Common Stock (140,392 underlying)

  • Series E Preferred Stock

    → Common Stock (47,410 underlying)

  • Warrant to Purchase Common Stock

    Exercise: $2.40From: 2004-01-16Exp: 2013-01-16→ Common Stock (2,667 underlying)
TL VENTURES III MANAGEMENT LP
10% Owner
Holdings

  • Series F Preferred Stock

    → Common Stock (196,630 underlying)

  • Series D Preferred Stock

    → Common Stock (140,392 underlying)

  • Common Stock

    15,667

  • Series E Preferred Stock

    → Common Stock (47,410 underlying)

  • Warrant to Purchase Common Stock

    Exercise: $2.40From: 2004-01-16Exp: 2013-01-16→ Common Stock (2,667 underlying)
TL VENTURES III INTERFUND LP
10% Owner
Holdings

  • Warrant to Purchase Common Stock

    Exercise: $2.40From: 2004-01-16Exp: 2013-01-16→ Common Stock (2,667 underlying)

  • Common Stock

    15,667

  • Series E Preferred Stock

    → Common Stock (47,410 underlying)

  • Series D Preferred Stock

    → Common Stock (140,392 underlying)

  • Series F Preferred Stock

    → Common Stock (196,630 underlying)
TL VENTURES III OFFSHORE PARTNERS LP
10% Owner
Holdings

  • Warrant to Purchase Common Stock

    Exercise: $2.40From: 2004-01-16Exp: 2013-01-16→ Common Stock (2,667 underlying)

  • Series E Preferred Stock

    → Common Stock (47,410 underlying)

  • Series D Preferred Stock

    → Common Stock (140,392 underlying)

  • Series F Preferred Stock

    → Common Stock (196,630 underlying)

  • Common Stock

    15,667
TL VENTURES III LP
10% Owner
Holdings

  • Series F Preferred Stock

    → Common Stock (196,630 underlying)

  • Series D Preferred Stock

    → Common Stock (140,392 underlying)

  • Warrant to Purchase Common Stock

    Exercise: $2.40From: 2004-01-16Exp: 2013-01-16→ Common Stock (2,667 underlying)

  • Common Stock

    15,667

  • Series E Preferred Stock

    → Common Stock (47,410 underlying)
TL VENTURES III MANAGER LLC
10% Owner
Holdings

  • Series D Preferred Stock

    → Common Stock (140,392 underlying)

  • Common Stock

    15,667

  • Warrant to Purchase Common Stock

    Exercise: $2.40From: 2004-01-16Exp: 2013-01-16→ Common Stock (2,667 underlying)

  • Series E Preferred Stock

    → Common Stock (47,410 underlying)

  • Series F Preferred Stock

    → Common Stock (196,630 underlying)
TL VENTURES III OFFSHORES LP
10% Owner
Holdings

  • Warrant to Purchase Common Stock

    Exercise: $2.40From: 2004-01-16Exp: 2013-01-16→ Common Stock (2,667 underlying)

  • Series F Preferred Stock

    → Common Stock (196,630 underlying)

  • Series D Preferred Stock

    → Common Stock (140,392 underlying)

  • Series E Preferred Stock

    → Common Stock (47,410 underlying)

  • Common Stock

    15,667
TL VENTURES III GENERAL PARTNER LP
10% Owner
Holdings

  • Common Stock

    15,667

  • Series D Preferred Stock

    → Common Stock (140,392 underlying)

  • Warrant to Purchase Common Stock

    Exercise: $2.40From: 2004-01-16Exp: 2013-01-16→ Common Stock (2,667 underlying)

  • Series F Preferred Stock

    → Common Stock (196,630 underlying)

  • Series E Preferred Stock

    → Common Stock (47,410 underlying)
TL VENTURES HOLDING CO LP
10% Owner
Holdings

  • Common Stock

    15,667

  • Series D Preferred Stock

    → Common Stock (140,392 underlying)

  • Warrant to Purchase Common Stock

    Exercise: $2.40From: 2004-01-16Exp: 2013-01-16→ Common Stock (2,667 underlying)

  • Series F Preferred Stock

    → Common Stock (196,630 underlying)

  • Series E Preferred Stock

    → Common Stock (47,410 underlying)
TL VENTURES HOLDING CO MANAGER LLC
10% Owner
Holdings

  • Series E Preferred Stock

    → Common Stock (47,410 underlying)

  • Warrant to Purchase Common Stock

    Exercise: $2.40From: 2004-01-16Exp: 2013-01-16→ Common Stock (2,667 underlying)

  • Series D Preferred Stock

    → Common Stock (140,392 underlying)

  • Common Stock

    15,667

  • Series F Preferred Stock

    → Common Stock (196,630 underlying)
Footnotes (9)
  • [F1]See Exhibit 99.1. Shares are held by TL Ventures Holding Company L.P. ("TL Holding Company L.P."). TL Holding Company Manager LLC, the general partner of TL Holding Company L.P., and Robert E. Keith, Mark J. DeNino, and Christopher Moller, Ph.D, the members of the executive board of TL Holding Company Manager LLC, may be deemed to share voting and dispositive power over the shares held by TL Holding Company L.P. Such persons and entities disclaim beneficial ownership of shares held by TL III Offshore except to the extent of any pecuniary interest therein.
  • [F2]All of the outstanding shares of the Issuer's Series D Convertible Preferred Stock will convert automatically on a 1-for-15 basis into Common Stock of the Issuer upon the closing of the Issuer's initial public offering.
  • [F3]See Exhibit 99.1. Shares are held by TL Ventures III Offshore L.P. ("TL III Offshore"). TL Ventures III Offshore Partners L.P. ("TL Offshore Partners"), the general partner of TL III Offshore, TL Ventures III Offshore Ltd ("TL Offshore Ltd"), the general partner of TL Offshore Partners, and Robert E. Keith, Jr., Mark J. DeNino, Christopher Moller Ph.D, and Christopher J. Davis, the members of the executive board of TL Offshore Ltd, may be deemed to share voting and dispositive power over the shares held by TL III Offshore. Such persons and entities disclaim beneficial ownership of shares held by TL III Offshore except to the extent of any pecuniary interest therein.
  • [F4]See Exhibit 99.1. Shares are held by TL Ventures III Interfund L.P. ("TL III Interfund"). TL Ventures III General Partner L.P. ("TL GP L.P."), the general partner of TL III Interfund, TL III Manager LLC, the general partner of TL GP L.P., and Robert E. Keith, Jr., Mark J. DeNino, Christopher Moller Ph.D, and Christopher J. Davis, the members of the executive board of TL III Manager LLC, may be deemed to share voting and dispositive power over the shares held by TL III Interfund. Such persons and entities disclaim beneficial ownership of shares held by TL III Interfund except to the extent of any pecuniary interest therein.
  • [F5]See Exhibit 99.1. Shares are held by TL Ventures III L.P. ("TL III"). TL Ventures III Management L.P. ("TL Mgt L.P.") , the general partner of TL III, TL GP L.P., the general partner of TL Mgt L.P., TL Ventures III Manager LLC ("TL III Manager LLC"), the general partner of TL GP L.P., and Robert E. Keith, Jr., Mark J. DeNino, Christopher Moller Ph.D, and Christopher J. Davis, the members of the executive board of TL III Manager LLC, may be deemed to share voting and dispositive power over the shares held by TL III. Such persons and entities disclaim beneficial ownership of shares held by TL III except to the extent of any pecuniary interest therein.
  • [F6]All of the outstanding shares of the Issuer's Series E Convertible Preferred Stock will convert automatically on a 1-for-1 1/2 basis into Common Stock of the Issuer upon the closing of the Issuer's initial public offering.
  • [F7]All of the outstanding shares of the Issuer's Series F Convertible Preferred Stock will convert automatically on a 1-for-1 1/2 basis into Common Stock of the Issuer upon the closing of the Issuer's initial public offering.
  • [F8]The warrant vests yearly over two years and expires ten years from the date of grant.
  • [F9]Upon the closing of the Issuer's initial public offering, the warrant will be fully exercisable and may be exercised at any time prior to January 16, 2013.

Documents

2 files

Issuer

IMMUNICON CORP

CIK 0001083132

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001030682

Filing Metadata

Form type
3
Filed
Apr 13, 8:00 PM ET
Accepted
Apr 14, 11:07 AM ET
Size
36.3 KB
View on SEC.gov