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4//SEC Filing

TL VENTURES III LP 4

Accession 0001181431-04-021956

CIK 0001083132other
View on SEC.govCompany Profile

Filed

Apr 22, 8:00 PM ET

Accepted

Apr 23, 2:06 PM ET

Size

42.4 KB

Accession

0001181431-04-021956

Insider Transaction Report

Form 4
Period: 2004-04-21
IMMUNICON CORPIMMC
TL VENTURES III LP
10% Owner
Transactions
  • Conversion

    Series E Preferred Stock

    2004-04-21−11,093→ 0 total
    → Common Stock (7,396 underlying)
  • Conversion

    Series E Preferred Stock

    2004-04-21−339,734→ 0 total
    → Common Stock (226,490 underlying)
  • Conversion

    Series D Preferred Stock

    2004-04-21−10,060,383→ 0 total
    → Common Stock (670,693 underlying)
  • Conversion

    Common Stock

    2004-04-21+384,432→ 384,432 total
  • Conversion

    Series D Preferred Stock

    2004-04-21−328,493→ 0 total
    → Common Stock (21,901 underlying)
  • Conversion

    Warrant to Purchase Common stock

    2004-04-21+2,667→ 0 total
    Exercise: $2.40From: 2004-01-16Exp: 2013-01-16→ Common Stock (2,667 underlying)
  • Conversion

    Common Stock

    2004-04-21+59,969→ 59,969 total
  • Conversion

    Common Stock

    2004-04-21+1,836,548→ 1,836,548 total
  • Conversion

    Series F Preferred Stock

    2004-04-21−294,945→ 0 total
    → Common Stock (196,630 underlying)
  • Conversion

    Series D Preferred Stock

    2004-04-21−2,105,874→ 0 total
    → Common Stock (140,392 underlying)
  • Conversion

    Series E Preferred Stock

    2004-04-21−71,114→ 0 total
    → Common Stock (47,410 underlying)
  • Conversion

    Common Stock

    2004-04-21$2.40/sh+2,667$6,401→ 18,334 total
  • Conversion

    Series F Preferred Stock

    2004-04-21−46,008→ 0 total
    → Common Stock (30,672 underlying)
  • Conversion

    Series F Preferred Stock

    2004-04-21−1,409,047→ 0 total
    → Common Stock (939,365 underlying)
DENINO MARK J
10% Owner
Transactions
  • Conversion

    Common Stock

    2004-04-21$2.40/sh+2,667$6,401→ 18,334 total
  • Conversion

    Common Stock

    2004-04-21+384,432→ 384,432 total
  • Conversion

    Series D Preferred Stock

    2004-04-21−2,105,874→ 0 total
    → Common Stock (140,392 underlying)
  • Conversion

    Series D Preferred Stock

    2004-04-21−328,493→ 0 total
    → Common Stock (21,901 underlying)
  • Conversion

    Series F Preferred Stock

    2004-04-21−294,945→ 0 total
    → Common Stock (196,630 underlying)
  • Conversion

    Series F Preferred Stock

    2004-04-21−46,008→ 0 total
    → Common Stock (30,672 underlying)
  • Conversion

    Common Stock

    2004-04-21+1,836,548→ 1,836,548 total
  • Conversion

    Series D Preferred Stock

    2004-04-21−10,060,383→ 0 total
    → Common Stock (670,693 underlying)
  • Conversion

    Series F Preferred Stock

    2004-04-21−1,409,047→ 0 total
    → Common Stock (939,365 underlying)
  • Conversion

    Common Stock

    2004-04-21+59,969→ 59,969 total
  • Conversion

    Series E Preferred Stock

    2004-04-21−71,114→ 0 total
    → Common Stock (47,410 underlying)
  • Conversion

    Series E Preferred Stock

    2004-04-21−11,093→ 0 total
    → Common Stock (7,396 underlying)
  • Conversion

    Series E Preferred Stock

    2004-04-21−339,734→ 0 total
    → Common Stock (226,490 underlying)
  • Conversion

    Warrant to Purchase Common stock

    2004-04-21+2,667→ 0 total
    Exercise: $2.40From: 2004-01-16Exp: 2013-01-16→ Common Stock (2,667 underlying)
TL VENTURES III OFFSHORE PARTNERS LP
10% Owner
Transactions
  • Conversion

    Common Stock

    2004-04-21+59,969→ 59,969 total
  • Conversion

    Common Stock

    2004-04-21$2.40/sh+2,667$6,401→ 18,334 total
  • Conversion

    Series D Preferred Stock

    2004-04-21−2,105,874→ 0 total
    → Common Stock (140,392 underlying)
  • Conversion

    Series F Preferred Stock

    2004-04-21−1,409,047→ 0 total
    → Common Stock (939,365 underlying)
  • Conversion

    Series D Preferred Stock

    2004-04-21−10,060,383→ 0 total
    → Common Stock (670,693 underlying)
  • Conversion

    Series E Preferred Stock

    2004-04-21−339,734→ 0 total
    → Common Stock (226,490 underlying)
  • Conversion

    Common Stock

    2004-04-21+1,836,548→ 1,836,548 total
  • Conversion

    Series E Preferred Stock

    2004-04-21−11,093→ 0 total
    → Common Stock (7,396 underlying)
  • Conversion

    Series D Preferred Stock

    2004-04-21−328,493→ 0 total
    → Common Stock (21,901 underlying)
  • Conversion

    Common Stock

    2004-04-21+384,432→ 384,432 total
  • Conversion

    Series F Preferred Stock

    2004-04-21−46,008→ 0 total
    → Common Stock (30,672 underlying)
  • Conversion

    Warrant to Purchase Common stock

    2004-04-21+2,667→ 0 total
    Exercise: $2.40From: 2004-01-16Exp: 2013-01-16→ Common Stock (2,667 underlying)
  • Conversion

    Series E Preferred Stock

    2004-04-21−71,114→ 0 total
    → Common Stock (47,410 underlying)
  • Conversion

    Series F Preferred Stock

    2004-04-21−294,945→ 0 total
    → Common Stock (196,630 underlying)
TL VENTURES III OFFSHORE LTD
10% Owner
Transactions
  • Conversion

    Common Stock

    2004-04-21+1,836,548→ 1,836,548 total
  • Conversion

    Series D Preferred Stock

    2004-04-21−10,060,383→ 0 total
    → Common Stock (670,693 underlying)
  • Conversion

    Warrant to Purchase Common stock

    2004-04-21+2,667→ 0 total
    Exercise: $2.40From: 2004-01-16Exp: 2013-01-16→ Common Stock (2,667 underlying)
  • Conversion

    Series E Preferred Stock

    2004-04-21−71,114→ 0 total
    → Common Stock (47,410 underlying)
  • Conversion

    Series E Preferred Stock

    2004-04-21−339,734→ 0 total
    → Common Stock (226,490 underlying)
  • Conversion

    Common Stock

    2004-04-21+384,432→ 384,432 total
  • Conversion

    Series F Preferred Stock

    2004-04-21−294,945→ 0 total
    → Common Stock (196,630 underlying)
  • Conversion

    Series D Preferred Stock

    2004-04-21−2,105,874→ 0 total
    → Common Stock (140,392 underlying)
  • Conversion

    Series E Preferred Stock

    2004-04-21−11,093→ 0 total
    → Common Stock (7,396 underlying)
  • Conversion

    Common Stock

    2004-04-21$2.40/sh+2,667$6,401→ 18,334 total
  • Conversion

    Series D Preferred Stock

    2004-04-21−328,493→ 0 total
    → Common Stock (21,901 underlying)
  • Conversion

    Series F Preferred Stock

    2004-04-21−46,008→ 0 total
    → Common Stock (30,672 underlying)
  • Conversion

    Common Stock

    2004-04-21+59,969→ 59,969 total
  • Conversion

    Series F Preferred Stock

    2004-04-21−1,409,047→ 0 total
    → Common Stock (939,365 underlying)
MOLLER CHRISTOPHER
10% Owner
Transactions
  • Conversion

    Common Stock

    2004-04-21+1,836,548→ 1,836,548 total
  • Conversion

    Series E Preferred Stock

    2004-04-21−339,734→ 0 total
    → Common Stock (226,490 underlying)
  • Conversion

    Series E Preferred Stock

    2004-04-21−71,114→ 0 total
    → Common Stock (47,410 underlying)
  • Conversion

    Series F Preferred Stock

    2004-04-21−294,945→ 0 total
    → Common Stock (196,630 underlying)
  • Conversion

    Series F Preferred Stock

    2004-04-21−1,409,047→ 0 total
    → Common Stock (939,365 underlying)
  • Conversion

    Series F Preferred Stock

    2004-04-21−46,008→ 0 total
    → Common Stock (30,672 underlying)
  • Conversion

    Series D Preferred Stock

    2004-04-21−2,105,874→ 0 total
    → Common Stock (140,392 underlying)
  • Conversion

    Common Stock

    2004-04-21+59,969→ 59,969 total
  • Conversion

    Common Stock

    2004-04-21+384,432→ 384,432 total
  • Conversion

    Series D Preferred Stock

    2004-04-21−10,060,383→ 0 total
    → Common Stock (670,693 underlying)
  • Conversion

    Common Stock

    2004-04-21$2.40/sh+2,667$6,401→ 18,334 total
  • Conversion

    Series E Preferred Stock

    2004-04-21−11,093→ 0 total
    → Common Stock (7,396 underlying)
  • Conversion

    Series D Preferred Stock

    2004-04-21−328,493→ 0 total
    → Common Stock (21,901 underlying)
  • Conversion

    Warrant to Purchase Common stock

    2004-04-21+2,667→ 0 total
    Exercise: $2.40From: 2004-01-16Exp: 2013-01-16→ Common Stock (2,667 underlying)
Footnotes (7)
  • [F1]See Exhibit 99.1. Shares are held by TL Ventures III Offshore L.P. ("TL III Offshore"). TL Ventures III Offshore Partners L.P. ("TL Offshore Partners"), the general partner of TL III Offshore, TL Ventures III Offshore Ltd ("TL Offshore Ltd"), the general partner of TL Offshore Partners, and Robert E. Keith, Jr., Mark J. DeNino, Christopher Moller Ph.D, and Christopher J. Davis, the members of the executive board of TL Offshore Ltd, may be deemed to share voting and dispositive power over the shares held by TL III Offshore. Such persons and entities disclaim beneficial ownership of shares held by TL III Offshore except to the extent of any pecuniary interest therein
  • [F2]See Exhibit 99.1. Shares are held by TL Ventures III Interfund L.P. ("TL III Interfund"). TL Ventures III General Partner L.P. ("TL GP L.P."), the general partner of TL III Interfund, TL III Manager LLC, the general partner of TL GP L.P., and Robert E. Keith, Jr., Mark J. DeNino, Christopher Moller Ph.D, and Christopher J. Davis, the members of the executive board of TL III Manager LLC, may be deemed to share voting and dispositive power over the shares held by TL III Interfund. Such persons and entities disclaim beneficial ownership of shares held by TL III Interfund except to the extent of any pecuniary interest therein.
  • [F3]See Exhibit 99.1. Shares are held by TL Ventures III L.P. ("TL III"). TL Ventures III Management L.P. ("TL Mgt L.P.") , the general partner of TL III, TL GP L.P., the general partner of TL Mgt L.P., TL Ventures III Manager LLC ("TL III Manager LLC"), the general partner of TL GP L.P., and Robert E. Keith, Jr., Mark J. DeNino, Christopher Moller Ph.D, and Christopher J. Davis, the members of the executive board of TL III Manager LLC, may be deemed to share voting and dispositive power over the shares held by TL III. Such persons and entities disclaim beneficial ownership of shares held by TL III except to the extent of any pecuniary interest therein.
  • [F4]See Exhibit 99.1. Shares are held by TL Ventures Holding Company L.P. ("TL Holding Company L.P."). TL Holding Company Manager LLC, the general partner of TL Holding Company L.P., and Robert E. Keith, Mark J. DeNino, and Christopher Moller, Ph.D, the members of the executive board of TL Holding Company Manager LLC, may be deemed to share voting and dispositive power over the shares held by TL Holding Company L.P. Such persons and entities disclaim beneficial ownership of shares held by TL III Offshore except to the extent of any pecuniary interest therein.
  • [F5]All of the outstanding shares of the Issuer's Series D Convertible Preferred Stock automatically converted to Common Stock of the Issuer upon the closing of the Issuer's initial public offering.
  • [F6]All of the outstanding shares of the Issuer's Series E Convertible Preferred Stock automatically converted into Common Stock of the Issuer upon the closing of the Issuer's initial public offering.
  • [F7]All of the outstanding shares of the Issuer's Series F Convertible Preferred Stock automatically converted into Common Stock of the Issuer upon the closing of the Issuer's initial public offering.

Documents

2 files

Issuer

IMMUNICON CORP

CIK 0001083132

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001030682

Filing Metadata

Form type
4
Filed
Apr 22, 8:00 PM ET
Accepted
Apr 23, 2:06 PM ET
Size
42.4 KB
View on SEC.gov