4//SEC Filing
UNIVERSAL TECHNICAL INSTITUTE INC 4
Accession 0001181431-04-022799
$UTICIK 0001261654operating
Filed
Apr 27, 8:00 PM ET
Accepted
Apr 28, 9:19 PM ET
Size
15.3 KB
Accession
0001181431-04-022799
Insider Transaction Report
Form 4
ROSEN MARK A
10% Owner
Transactions
- Sale
Common Stock
2004-04-26$40.00/sh−1,942,444$77,697,760→ 1,787,311 total(indirect: See Footnote)
CHARLESBANK EQUITY FUND V LP
10% Owner
Transactions
- Sale
Common Stock
2004-04-26$40.00/sh−1,942,444$77,697,760→ 1,787,311 total(indirect: See Footnote)
DAVIS KIM G
10% Owner
Transactions
- Sale
Common Stock
2004-04-26$40.00/sh−1,942,444$77,697,760→ 1,787,311 total(indirect: See Footnote)
JANOWER ANDREW S
10% Owner
Transactions
- Sale
Common Stock
2004-04-26$40.00/sh−1,942,444$77,697,760→ 1,787,311 total(indirect: See Footnote)
PALMER TIM R
10% Owner
Transactions
- Sale
Common Stock
2004-04-26$40.00/sh−1,942,444$77,697,760→ 1,787,311 total(indirect: See Footnote)
CHARLESBANK EQUITY FUND V GP LP
10% Owner
Transactions
- Sale
Common Stock
2004-04-26$40.00/sh−1,942,444$77,697,760→ 1,787,311 total(indirect: See Footnote)
CHARLESBANK CAPITAL PARTNERS LLC
10% Owner
Transactions
- Sale
Common Stock
2004-04-26$40.00/sh−1,942,444$77,697,760→ 1,787,311 total(indirect: See Footnote)
Footnotes (4)
- [F1]Total shares sold includes 1,689,082 firm shares and 253,362 over-allotment shares, pursuant to the exercise of the over-allotment option by the underwriters.
- [F2]Michael R. Eisenson is a non-employee director of the Issuer and is also a managing director and Chief Executive Officer of Charlesbank Capital Partners, LLC, which is a general partner of Charlesbank Equity Fund V GP, Limited Partnership, and Charlesbank Coinvestment Partners, Limited Partnership. Charlesbank Equity Fund V GP, Limited Partnership, is the general partner of Charlesbank Equity Fund V, Limited Partnership, CB Offshore Equity Fund V, Limited Partnership, CB Offshore Equity Fund V, L.P., and Charlesbank Equity Coinvestment Fund V, Limited Partnership. Charlesbank Equity Fund V, Limited Partnership, is the managing member of Coyote Training Group, LLC.
- [F3]In addition to Michael R. Eisenson, Kim G. Davis, Andrew S. Janower, Tim R. Palmer and Mark A. Rosen (collectively, the " Managing Directors ") are managing directors of Charlesbank Capital Partners, LLC. The Managing Directors have shared voting and investment power with respect to the 2,040,673 shares of Common Stock held by Charlesbank Equity Fund V, Limited Partnership, CB Offshore Equity Fund V, L.P., Charlesbank Equity Coinvestment Fund V, Limited Partnership, Charlesbank Coinvestment Partners, Limited Partnership, and Coyote Training Group, LLC. (together with Charlesbank Capital Partners LLC, and Charlesbank Equity Fund V GP, Limited Partnership, the " Charlesbank Entities ")
- [F4]The Managing Directors and the Charlesbank Entities may be deemed to share beneficial ownership of 2,040,673 shares of Common Stock, or portions thereof, and each of them disclaims his or its beneficial ownership, other than his or its pecuniary interest, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), this filing shall not be deemed an admission that any of them is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities of the issuer in excess of his or its pecuniary interest therein.
Documents
Issuer
UNIVERSAL TECHNICAL INSTITUTE INC
CIK 0001261654
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001261654
Filing Metadata
- Form type
- 4
- Filed
- Apr 27, 8:00 PM ET
- Accepted
- Apr 28, 9:19 PM ET
- Size
- 15.3 KB