4//SEC Filing
FIFTH THIRD BANCORP 4
Accession 0001181431-04-023098
$FITBICIK 0000035527operating
Filed
Apr 28, 8:00 PM ET
Accepted
Apr 29, 6:28 PM ET
Size
17.2 KB
Accession
0001181431-04-023098
Insider Transaction Report
Form 4
NIEHAUS ROBERT P
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2004-04-27$15.63/sh+76,118$1,189,702→ 158,869 total - Exercise/Conversion
Common Stock
2004-04-27$22.70/sh+130,598$2,965,058→ 291,204 total - Exercise/Conversion
Common Stock
2004-04-27$15.63/sh+1,737$27,149→ 160,606 total - Exercise/Conversion
Option to Purchase
2004-04-27−130,598→ 599,414 totalExercise: $22.70From: 1997-05-08Exp: 2007-05-08→ Common Stock (130,598 underlying) - Tax Payment
Common Stock
2004-04-27$54.94/sh−76,118$4,181,923→ 82,751 total - Exercise/Conversion
Option to Purchase
2004-04-27−77,855→ 730,012 totalExercise: $15.63From: 1996-07-18Exp: 2006-07-18→ Common Stock (77,855 underlying)
Holdings
- 50,897(indirect: by FLP, LP)
Common Stock
- 57,365(indirect: By Trust)
Common Stock
- 73,427(indirect: By Spouse)
Common Stock
- 1,007.967(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]Pursuant to the Fifth Third Bancorp Stock Option Gain Deferral Plan, Mr. Niehaus elected to defer receipt of 132,335 shares of common stock issuable upon exercise of his option. As a result, 132,335 shares of phantom stock have accrued to his Deferred Stock Unit Account under the Plan. Because these phantom stock units may only be settled by a one-for-one delivery of shares of common stock upon expiration of the deferral period, Mr. Niehaus is currently deemed to be the direct beneficial owner of these shares which are included in his aggregate beneficial ownership on Table I.
- [F2]Various Grantor Retained Annuity Trusts of which reporting person is a beneficiary.
- [F3]Niehaus Investors Limited Partnership (a family limited partnership) of which the reporting person, his spouse and their three children are the only partners.
- [F4]Indicates grant date. Options are exerciseable as follows: 25% on grant date, 50% one year from grant date, 75% two years from grant date, and 100% three years from grant date.
- [F5]Issued pursuant to Fifth Third Bancorp stock option plan. No consideration paid.
- [F6]Includes total number of unexercised option grants previously reported.
Documents
Issuer
FIFTH THIRD BANCORP
CIK 0000035527
Entity typeoperating
IncorporatedOH
Related Parties
1- filerCIK 0000035527
Filing Metadata
- Form type
- 4
- Filed
- Apr 28, 8:00 PM ET
- Accepted
- Apr 29, 6:28 PM ET
- Size
- 17.2 KB