4//SEC Filing
ZEKE DUGE 4
Accession 0001181431-04-028336
CIK 0000875751other
Filed
May 27, 8:00 PM ET
Accepted
May 28, 12:57 PM ET
Size
17.0 KB
Accession
0001181431-04-028336
Insider Transaction Report
Form 4
ZEKE DUGE
S.V.P., CIO of SFSC
Transactions
- Disposition to Issuer
Common Stock, par value $.01 per share
2004-05-27$15.55/sh−1,700$26,435→ 0 total - Disposition to Issuer
Common Stock, par value $.01 per share
2004-05-27$15.63/sh−2,200$34,386→ 2,800 total - Disposition to Issuer
Common Stock, par value $.01 per share
2004-05-27$15.62/sh−1,100$17,182→ 1,700 total
Holdings
- 30,000
Stock Options
Exercise: $7.69From: 2002-12-06Exp: 2010-12-06→ Common (30,000 underlying) - 25,000
Stock Options
Exercise: $10.13From: 2003-09-27Exp: 2011-09-27→ Common (25,000 underlying) - 20,000
Stock Options
Exercise: $12.89From: 2006-02-17Exp: 2014-02-17→ Common (20,000 underlying) - 15,000
Stock Options
Exercise: $6.50From: 2005-09-16Exp: 2013-09-16→ Common (15,000 underlying) - 20,000(indirect: Deferred Smart Shares)
Common Stock, par value $.01 per share
- 22,000
Stock Options
Exercise: $9.80From: 2004-02-19Exp: 2012-02-19→ Common (22,000 underlying)
Footnotes (7)
- [F1]Options granted from the Stock Incentive Plan. One-third of the options became exercisable on December 6, 2002 and one-third will become exercisable on December 6 in each of 2003 and 2004.
- [F2]Options granted from the Long Term Equity Plan. One-third of the options will become exercisable on September 27 in each of 2003, 2004 and 2005.
- [F3]Options granted from the Long Term Equity Plan. One-third of the options will become exercisable on February 19 in each of 2004, 2005 and 2006.
- [F4]Options granted from the Long Term Equity Plan. One-third of the options will become exercisable on February 19 in each of 2005, 2006 and 2007.
- [F5]Options granted from the Long Term Equity Plan. One-third of the options will become exercisable on September 16 in each of 2005, 2006 and 2007.
- [F6]Grant to reporting person of options under the "Company" Long-Term Equity Compensation Plan. One-third of the options become exercisable on February 17 in each of 2006, 2007 & 2008.
- [F7]0 shares left from original 10,000 vested smart shares
Documents
Issuer
SMART & FINAL INC/DE
CIK 0000875751
Entity typeother
Related Parties
1- filerCIK 0001212875
Filing Metadata
- Form type
- 4
- Filed
- May 27, 8:00 PM ET
- Accepted
- May 28, 12:57 PM ET
- Size
- 17.0 KB