4//SEC Filing
LIME ROCK PARTNERS II LP 4
Accession 0001181431-04-031365
CIK 0001057693other
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 12:17 PM ET
Size
13.7 KB
Accession
0001181431-04-031365
Insider Transaction Report
Form 4
Lime Rock Partners GP II, L.P.
10% Owner
Transactions
- Other
Contractual Right
2004-06-15+2,500→ 1 totalExercise: $7.24From: 2005-06-15Exp: 2014-06-15→ Common Stock (2,500 underlying)
LIME ROCK PARTNERS II LP
10% Owner
Transactions
- Other
Contractual Right
2004-06-15+2,500→ 1 totalExercise: $7.24From: 2005-06-15Exp: 2014-06-15→ Common Stock (2,500 underlying)
LRP GP II, Inc.
10% Owner
Transactions
- Other
Contractual Right
2004-06-15+2,500→ 1 totalExercise: $7.24From: 2005-06-15Exp: 2014-06-15→ Common Stock (2,500 underlying)
Footnotes (6)
- [F1]This Form 4 is filed by Lime Rock Partners II, L.P. ("Fund"), Lime Rock Partners GP II, L.P. ("GP LP"), and LRP GP II, Inc. ("GP Inc.").
- [F2]Contractual right related to grant of options to purchase 2,500 shares of common stock pursuant to an agreement between the Fund and its manager, as the result of which the Fund, GP LP and GP Inc. may be deemed to have a pecuniary interest in these options. The Fund, GP LP and GP Inc. each disclaim beneficial ownership of these securities except to the extent of any pecuniary interest and this report shall not be deemed to be an admission that the Fund, GP LP or GP Inc. is the beneficial owner of such securities.
- [F3]Options vest 100% on the anniversary date of their issuance following one year of service by a director of grantor.
- [F4]The Fund is the direct beneficial owner of the contractual right. GP LP may be deemed to be an indirect beneficial owner of the contractual right because of its position as general partner of the Fund and its entitlement to a share of the Fund's profits, and GP Inc. may be deemed to be an indirect beneficial owner of the contractual right because it is the general partner of GP LP and is entitled to a share of GP LP's profits. GP LP and GP Inc. each disclaim beneficial ownership of these securities and this report shall not be deemed to be an admission that GP LP or GP Inc. is the beneficial owner of such securities.
- [F5]Contractual right related to the grant of 2,500 shares of restricted stock pursuant to an agreement between the Fund and its manager, as the result of which the Fund, GP LP and GP Inc. may be deemed to have a pecuniary interest in these shares. The Fund, GP LP and GP Inc. each disclaim beneficial ownership of these securities except to the extent of any pecuniary interest and this report shall not be deemed to be an admission that the Fund, GP LP or GP Inc. is the beneficial owner of such securities.
- [F6]Restrictions on restricted stock lapse 100% after one year of service by a director of grantor. Restricted stock has no expiration date, but may be forfeited if service ends prior to June 15, 2005.
Documents
Issuer
NATCO GROUP INC
CIK 0001057693
Entity typeother
Related Parties
1- filerCIK 0001205768
Filing Metadata
- Form type
- 4
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 12:17 PM ET
- Size
- 13.7 KB