NIX WILLIAM ALBERT III 4
4 · CARAUSTAR INDUSTRIES INC · Filed Aug 4, 2004
Insider Transaction Report
Form 4
NIX WILLIAM ALBERT III
VP, Treasurer and Controller
Transactions
- Exercise/Conversion
Common Stock
2004-08-02$10.38/sh+1,500$15,570→ 8,433 total - Sale
Common Stock
2004-08-02$14.81/sh−1,500$22,215→ 6,933 total - Exercise/Conversion
ISO'S
2004-08-02−3,000→ 2,000 totalExercise: $9.38From: 1988-08-08Exp: 2010-12-29→ Common Stock (5,000 underlying) - Exercise/Conversion
Common Stock
2004-08-02$9.38/sh+3,000$28,140→ 9,933 total - Exercise/Conversion
NQO's
2004-08-02−3,000→ 2,000 totalExercise: $9.38From: 1988-08-08Exp: 2010-12-29→ Common Stock (5,000 underlying) - Exercise/Conversion
2001 ISO'S
2004-08-02−1,500→ 1,000 totalExercise: $10.38From: 1988-08-08Exp: 2011-02-07→ Common Stock (2,500 underlying) - Sale
Common Stock
2004-08-02$14.81/sh−3,000$44,430→ 6,933 total
Holdings
- 7,000
2002 NQSO'S
Exercise: $7.05From: 2004-01-09Exp: 2012-02-09→ Common Stock (7,000 underlying) - 1,390(indirect: By Spouse)
Common Stock
- 2,500(indirect: By IRA)
Common Stock
- 5,000
2003 NQSO'S
Exercise: $8.17From: 1988-08-08Exp: 2013-08-14→ Common Stock (5,000 underlying)
Footnotes (4)
- [F1]3,000 options vested; 1,000 options vesting each year December 29, 2004 through December 29, 2005.
- [F2]3,000 options vested; 1,000 options vesting each year December 29, 2004 through December 29, 2005.
- [F3]1,500 options vested; 500 options vesting each year February 7, 2005 through February 7, 2006.
- [F4]1,250 options vesting each year August 14, 2004 through August 14, 2007.