Home/Filings/4/0001181431-04-038907
4//SEC Filing

FRONTENAC CO VII LLC 4

Accession 0001181431-04-038907

CIK 0001143363other

Filed

Aug 4, 8:00 PM ET

Accepted

Aug 5, 4:29 PM ET

Size

20.3 KB

Accession

0001181431-04-038907

Insider Transaction Report

Form 4
Period: 2004-08-03
Transactions
  • Other

    Common Stock, par value $0.01 per share

    2004-08-03$18.71/sh7,823$146,3680 total(indirect: See footnote)
Holdings
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    110,165
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    2,202,705
Transactions
  • Other

    Common Stock, par value $0.01 per share

    2004-08-03$18.71/sh7,823$146,3680 total(indirect: See footnote)
Holdings
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    2,202,705
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    110,165
Transactions
  • Other

    Common Stock, par value $0.01 per share

    2004-08-03$18.71/sh7,823$146,3680 total(indirect: See footnote)
Holdings
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    110,165
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    2,202,705
Transactions
  • Other

    Common Stock, par value $0.01 per share

    2004-08-03$18.71/sh7,823$146,3680 total(indirect: See footnote)
Holdings
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    2,202,705
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    110,165
Transactions
  • Other

    Common Stock, par value $0.01 per share

    2004-08-03$18.71/sh7,823$146,3680 total(indirect: See footnote)
Holdings
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    110,165
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    2,202,705
Transactions
  • Other

    Common Stock, par value $0.01 per share

    2004-08-03$18.71/sh7,823$146,3680 total(indirect: See footnote)
Holdings
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    2,202,705
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    110,165
FRONTENAC VII LP
10% OwnerOther
Transactions
  • Other

    Common Stock, par value $0.01 per share

    2004-08-03$18.71/sh7,823$146,3680 total(indirect: See footnote)
Holdings
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    2,202,705
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    110,165
Transactions
  • Other

    Common Stock, par value $0.01 per share

    2004-08-03$18.71/sh7,823$146,3680 total(indirect: See footnote)
Holdings
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    2,202,705
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    110,165
Transactions
  • Other

    Common Stock, par value $0.01 per share

    2004-08-03$18.71/sh7,823$146,3680 total(indirect: See footnote)
Holdings
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    110,165
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    2,202,705
Footnotes (5)
  • [F1]Frontenac Investors VII, LLC ("Investors") distributed 7,823 shares of Common Stock of the Issuer on August 3, 2004 in a pro rata distribution to its members. Frontenac Company VII, L.L.C. ("Frontenac LLC") did not receive any shares in this distribution. However, the members of Frontenac LLC also are members of Investors, and had the shared power to direct the voting and disposition of the shares directly held by Investors.
  • [F2]After giving effect to all transactions reported herein, Frontenac LLC may be deemed to beneficially own 2,312,870 shares of the Common Stock of the Issuer, which includes 2,202,705 shares held by Frontenac VII Limited Partnership ("FVII"). See note (3) below.
  • [F3]Frontenac LLC is the general partner of FVII and has the sole power to direct the vote and disposition of the shares held by FVII. James E. Crawford III, Paul D. Carbery, James E. Cowie, Rodney L. Goldstein, Martin J. Koldyke, Laura P. Pearl and Jeremy H. Silverman are members of Frontenac LLC and have the shared power to direct the voting and disposition of the shares directly held by FVII. As a result of the foregoing, Frontenac LLC and each member of the LLC may be deemed to have indirect beneficial ownership of the 2,202,705 shares of Common Stock of the Issuer held by FVII. Beneficial ownership of these shares is disclaimed by Frontenac LLC and each member of Frontenac LLC. The filing of this form shall not be deemed an admission that Frontenac LLC or any member of Frontenac LLC is, for purposes of Section 16 or otherwise, the beneficial owner of such shares.
  • [F4]After giving effect to all the transactions reported herein, Frontenac LLC may be deemed to benefically own 2,312,870 shares of the Common Stock of the Issuer, which includes 110,165 shares held by Frontenac Masters VII LP ("Masters"). See note (5) below.
  • [F5]Frontenac LLC is the general partner of Masters and has the sole power to direct the vote and disposition of the shares held by Masters. James E. Crawford III, Paul D. Carbery, James E. Cowie, Rodney L. Goldstein, Martin J. Koldyke, Laura P. Pearl and Jeremy H. Silverman are members of Frontenac LLC and have the shared power to direct the voting and disposition of the shares directly held by Masters. As a result of the foregoing, Frontenac LLC and each member of the LLC may be deemed to have indirect beneficial ownership of the 110,165 shares of Common Stock of the Issuer held by Masters. Beneficial ownership of these shares is disclaimed by Frontenac LLC and each member of Frontenac LLC. The filing of this form shall not be deemed an admission that Frontenac LLC or any member of Frontenac LLC is, for purposes of Section 16 or otherwise, the beneficial owner of such shares.

Documents

1 file

Issuer

SI INTERNATIONAL INC

CIK 0001143363

Entity typeother

Related Parties

1
  • filerCIK 0001037059

Filing Metadata

Form type
4
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 4:29 PM ET
Size
20.3 KB