4//SEC Filing
ROBERTS W IAN 4
Accession 0001181431-04-038956
CIK 0000883107other
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 5:22 PM ET
Size
16.5 KB
Accession
0001181431-04-038956
Insider Transaction Report
Form 4
ROBERTS W IAN
VP U.S. & International Sales
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2004-08-03$1.75/sh−6,667$11,667→ 0 totalExercise: $1.75From: 2000-07-27Exp: 2009-07-27→ Common Stock (6,667 underlying) - Sale
Common Stock
2004-08-03$6.11/sh−6,667$40,764→ 0 total - Exercise/Conversion
Common Stock
2004-08-03$1.75/sh+6,667$11,667→ 6,667 total
Holdings
- 12,500
Stock Option (right to buy)
Exercise: $10.88From: 2002-01-26Exp: 2011-01-26→ Common Stock (12,500 underlying) - 12,000
Stock Option (right to buy)
Exercise: $2.38From: 2000-05-24Exp: 2009-05-24→ Common Stock (12,000 underlying) - 5,200
Stock Option (right to buy)
Exercise: $7.69From: 2001-05-24Exp: 2010-05-24→ Common Stock (5,200 underlying) - 1,000
Common Stock
- 15,000
Stock Option (right to buy)
Exercise: $6.65From: 2003-01-03Exp: 2012-01-03→ Common Stock (15,000 underlying)
Footnotes (2)
- [F1]Subject to certian restrictions, beginning on this date, options vest in five equal annual installments
- [F2]Subject to certian restrictions, beginning on this date, options vest in three equal annual installments
Documents
Issuer
NANOPHASE TECHNOLOGIES CORPORATION
CIK 0000883107
Entity typeother
Related Parties
1- filerCIK 0001265095
Filing Metadata
- Form type
- 4
- Filed
- Aug 4, 8:00 PM ET
- Accepted
- Aug 5, 5:22 PM ET
- Size
- 16.5 KB