4//SEC Filing
K 1 VENTURES LTD 4
Accession 0001181431-04-040527
CIK 0000277158other
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 3:40 PM ET
Size
9.3 KB
Accession
0001181431-04-040527
Insider Transaction Report
Form 4
K 1 VENTURES LTD
10% Owner
Transactions
- Other
6% Series B Convertible Preference Stock
2004-08-15$1000.00/sh+706.92$706,920→ 706.92 total(indirect: See footnote)Exercise: $6.63From: 2004-08-15→ Common Stock (106,693.6 underlying)
Holdings
- 905,565(indirect: See footnote)
Common Stock Purchase Warrant
Exercise: $6.63Exp: 2009-03-19→ Common Stock (905,565 underlying) - 51,001.4(indirect: See footnote)
6% Series B Convertible Preference Stock
Exercise: $6.63→ Common Stock (7,697,511.2 underlying)
Footnotes (4)
- [F1]K-1 GHM, LLLP ("K-1 GHM") is a party to a certain securities purchase agreement with SEMCO Energy, Inc. purusant to which the 6% Series B Convertible Preference Stock ("Preference Stock") was purchased. The Preference Stock is held by K-1 GHM and the sole general partner of K-1 GHM is K-1 Ventures Michigan, Inc. ("K-1 Michigan") of which the sole voting shareholder is the Reporting Person. The Preference Stock does not have an expiration date.
- [F2]This Preference Stock was issued as a dividend pursuant to existing Preference Stock held by K-1 GHM.
- [F3]The warrants are held by K-1 GHM. The sole general partner of K-1 GHM is K-1 Michigan of which the sole voting shareholder is the Reporting Person.
- [F4]Immediately exercisable.
Documents
Issuer
SEMCO ENERGY INC
CIK 0000277158
Entity typeother
Related Parties
1- filerCIK 0001178750
Filing Metadata
- Form type
- 4
- Filed
- Aug 16, 8:00 PM ET
- Accepted
- Aug 17, 3:40 PM ET
- Size
- 9.3 KB