4//SEC Filing
HSIEH DOUGLAS 4
Accession 0001181431-04-041714
CIK 0001002902other
Filed
Aug 24, 8:00 PM ET
Accepted
Aug 25, 4:56 PM ET
Size
16.9 KB
Accession
0001181431-04-041714
Insider Transaction Report
Form 4
HSIEH DOUGLAS
Director10% Owner
Transactions
- Award
Series K Convertible Preferred Stock
2004-08-23$1.50/sh+7,266,666$10,899,999→ 7,266,666 total(indirect: See note)→ Common Stock (72,666,660 underlying)
Holdings
- 12,643,332(indirect: See note)
Series I Convertible Preferred Stock
→ Common Stock (171,629,071 underlying) - 6,333,534(indirect: See note)
Series J Convertible Preferred
→ Common Stock (70,686,759 underlying) - 3,333,333(indirect: See note)
Series G Convertible Preferred Stock
From: 2003-09-18→ Common Stock (3,752,063 underlying) - 2,000,000(indirect: See note)
Series C Convertible Preferred Stock
From: 2000-09-22→ Common Stock (10,933,555 underlying) - 1,017,538(indirect: See note)
Series D Convertible Preferred Stock
From: 2001-09-05→ Common Stock (13,585,936 underlying) - 2,806,797(indirect: See note)
Series B Convertible Preferred Stock
From: 2000-05-31→ Common Stock (22,059,766 underlying) - 196,900(indirect: See note)
Series H Convertible Preferred Stock
From: 2003-09-18→ Common Stock (9,107,306 underlying)
Footnotes (5)
- [F1]The securities reported on this Form 4 are directly held by one or more of the following entities related to TH Lee Putnam Ventures LP: TH Lee Putnam Ventures, L.P. (f/k/a TH Lee.Putnam Internet Partners, L.P.), TH Lee Putnam Parallel Ventures, L.P. (f/k/a TH Lee.Putnam Internet Parallel Partners, L.P.), THLi Coinvestment Partners, LLC and Blue Star I, LLC, collectively "THLPV."
- [F2]As a result of the sale to investors on August 23, 2004 of the right to receive 7,266,666 shares of Series K Convertible Preferred Stock upon shareholder approval, the number of shares of Common Stock into which the shares of Series B, Series C, Series D, Series G, Series H, Series I and Series J Convertible Preferred Stock are convertible upon exercise of such series of Convertible Preferred Stock increased pursuant to antidilution provisions in the preferred instruments.
- [F3]Conversion of the Series I, Series J and Series K Convertible Preferred Stock into Common Stock requires shareholder approval.
- [F4]Not applicable
- [F5]None
Documents
Issuer
VELOCITY EXPRESS CORP
CIK 0001002902
Entity typeother
Related Parties
1- filerCIK 0001260720
Filing Metadata
- Form type
- 4
- Filed
- Aug 24, 8:00 PM ET
- Accepted
- Aug 25, 4:56 PM ET
- Size
- 16.9 KB