4//SEC Filing
HENDY CHRISTOPHER P 4
Accession 0001181431-04-043187
CIK 0000719483other
Filed
Sep 7, 8:00 PM ET
Accepted
Sep 8, 11:24 AM ET
Size
10.8 KB
Accession
0001181431-04-043187
Insider Transaction Report
Form 4
SYNBIOTICS CORPSBIO
HENDY CHRISTOPHER P
Director10% Owner
Transactions
- Other
Common Stock
2004-09-07$0.24/sh+17,852$4,213→ 712,866 total(indirect: By LLC) - Other
Common Stock
2004-09-07$0.24/sh+84,688$19,986→ 527,549 total
Holdings
- 21,796,668(indirect: By LLC)
Series C Preferred Stock
→ Common Stock (21,796,668 underlying)
Footnotes (3)
- [F1]Acquired pursuant to the election of Redwood West Coast, LLC in lieu of cash dividends on Synbiotics Corporation's Series C Preferred Stock held by Redwood West Coast, LLC, as permitted by the Certificate of Determination of the Series C Preferred Stock of Synbiotics Corporation. As required by its Operating Agreement, Redwood West Coast, LLC directed that the shares of Common Stock be issued directly to its members. Mr. Hendy received 84,688 shares of Common Stock of Synbiotics Corporation in this distribution.
- [F2]Acquired pursuant to the election of Redwood West Coast, LLC in lieu of cash dividends on Synbiotics Corporation's Series C Preferred Stock held by Redwood West Coast, LLC, as permitted by the Certificate of Determination of the Series C Preferred Stock of Synbiotics Corporation. As required by its Operating Agreement, Redwood West Coast, LLC directed that the shares of Common Stock be issued directly to its members. Redwood Holdings, LLC received 17,852 shares of Common Stock of Synbiotics Corporation in this distribution. Redwood Holdings, LLC is the owner of record of 712,866 shares of Common Stock of Synbiotics Corporation. Mr. Hendy is a 24.9% owner of Redwood Holdings, LLC, which has sole voting and dispositive power with respect to the shares. Mr. Hendy disclaims beneficial ownership of the shares reflected above, except to the extent of his direct pecuniary interest in Redwood Holdings, LLC.
- [F3]See Exhibit 99 to this Form 4.
Documents
Issuer
SYNBIOTICS CORP
CIK 0000719483
Entity typeother
Related Parties
1- filerCIK 0001205696
Filing Metadata
- Form type
- 4
- Filed
- Sep 7, 8:00 PM ET
- Accepted
- Sep 8, 11:24 AM ET
- Size
- 10.8 KB