4//SEC Filing
PARKER DAVID ROBERT 4
Accession 0001181431-04-043747
CIK 0001056794other
Filed
Sep 13, 8:00 PM ET
Accepted
Sep 14, 5:35 PM ET
Size
16.8 KB
Accession
0001181431-04-043747
Insider Transaction Report
Form 4
AVANEX CORPAVNX
PARKER DAVID ROBERT
VP, Subsystem Solutions
Transactions
- Sale
Common Stock
2004-09-10$2.54/sh−5,232$13,290→ 0 total - Sale
Common Stock
2004-09-10$2.54/sh−35,938$91,290→ 0 total - Exercise/Conversion
Common Stock
2004-09-10$0.80/sh+28,125$22,500→ 28,125 total - Exercise/Conversion
Common Stock
2004-09-10$0.06/sh+35,938$2,156→ 35,938 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-09-10−28,125→ 28,125 totalExercise: $0.80From: 2003-02-18Exp: 2013-02-18→ Common Stock (28,125 underlying) - Sale
Common Stock
2004-09-10$2.54/sh−28,125$71,443→ 0 total - Sale
Common Stock
2004-09-10$2.56/sh−18,562$47,430→ 0 total(indirect: By Trust) - Exercise/Conversion
Incentive Stock Option (right to buy)
2004-09-10−35,938→ 0 totalExercise: $0.06From: 2000-04-30Exp: 2009-04-30→ Common Stock (35,938 underlying)
Footnotes (3)
- [F1]Includes 2,391 shares acquired by the Reporting Person under Avanex Corporation's Employee Stock Purchase Plan in a transaction exempt from the reporting requirements of Section 16(a).
- [F2]25% of the shares subject to the option first vested and became exercisable on April 30, 2000, with 1/48 of the remaining shares vesting monthly thereafter, such that 100% of the shares subject to the option were fully vested and exercisable on April 30, 2003.
- [F3]6/48 of the shares subject to the option first vested and became exercisable on February 18, 2003, and 1/48 of the remaining shares vest monthly thereafter, provided however, that the Reporting Person continues to provide service to the Issuer through each respective vesting date.
Issuer
AVANEX CORP
CIK 0001056794
Entity typeother
Related Parties
1- filerCIK 0001257440
Filing Metadata
- Form type
- 4
- Filed
- Sep 13, 8:00 PM ET
- Accepted
- Sep 14, 5:35 PM ET
- Size
- 16.8 KB