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STANFORD VENTURE CAPITAL HOLDINGS INC 4

Accession 0001181431-04-046450

CIK 0001133598other
View on SEC.govCompany Profile

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 7:19 PM ET

Size

16.2 KB

Accession

0001181431-04-046450

Insider Transaction Report

Form 4
Period: 2004-09-30
STRONGHOLD TECHNOLOGIES INCSGHT.OB
STANFORD VENTURE CAPITAL HOLDINGS INC
10% Owner
Transactions
  • Purchase

    Warrants to Purchase Common Stock

    2004-09-30$0.00/sh−1,000,000$1,000→ 4,447,195 total
    Exercise: $0.00From: 2004-06-16Exp: 2009-06-15→ Common Stock (1,000,000 underlying)
  • Conversion

    Common Stock

    2004-09-30$0.00/sh+1,000,000$1,000→ 2,889,231 total
Holdings

  • Series A Preferred Stock

    Exercise: $1.50From: 2002-07-19→ Common Stock (502,750 underlying)
    3,004,124

  • Common Stock

    12,857

  • Common Stock

    1,014,231

  • Warrants to Purchase Common Stock

    Exercise: $0.00From: 2002-07-19Exp: 2007-05-15→ Common Stock (1,001,374 underlying)
    4,447,195

  • Warrant to Purchase Common Stock

    Exercise: $0.00From: 2002-07-19Exp: 2007-05-15→ Common Stock (251,375 underlying)
    3,004,124

  • Warrants to Purchase Common Stock

    Exercise: $0.00From: 2004-06-16Exp: 2009-06-15→ Common Stock (1,000,000 underlying)
    5,447,195

  • Series B Preferred Stock

    Exercise: $0.90From: 2003-04-30→ Common Stock (2,444,444 underlying)
    5,448,568

  • Common Stock

    1,889,231
Footnotes (5)
  • [F1]These securities are directly beneficially owned by Stanford Venture Capital Holdings, Inc. and may be deemed to be indirectly beneficially owned by R. Allen Stanford. Mr. Stanford disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F2]Common Stock, par value $.0001 per share.
  • [F3]Preferred Stock does not have an expiration date.
  • [F4]Warrant exercise price reduced from original conversion price of $1.50 and $2.25 to $.25 on 04/30/2003 and to $.0001 on 12/15/2003.
  • [F5]Includes 875,000 Shares of Common Stock transferred by Chistopher Carey to reporting person in consideration for modification of certain loans to Issuer by reporting person.

Documents

1 file

Issuer

STRONGHOLD TECHNOLOGIES INC

CIK 0001133598

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001160414

Filing Metadata

Form type
4
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 7:19 PM ET
Size
16.2 KB
View on SEC.gov