SOFINNOVA VENTURE PARTNERS V LP 3
Accession 0001181431-04-047737
Filed
Oct 14, 8:00 PM ET
Accepted
Oct 15, 12:26 PM ET
Size
27.4 KB
Accession
0001181431-04-047737
Insider Transaction Report
- 39,390
Common Stock
- 135,636(indirect: By SVP)
Common Stock
- (indirect: by SVA)
Series B Convertible Preferred Stock
→ Common Stock (22,455 underlying) - (indirect: by SVA)
Series C Convertible Preferred Stock
→ Common Stock (36,000 underlying) - 4,462(indirect: By SVA)
Common Stock
- 2,079(indirect: By SVP II)
Common Stock
- 39,390
Common Stock
- 4,462(indirect: By SVA)
Common Stock
- 2,079(indirect: By SVP II)
Common Stock
- (indirect: by SVA)
Series B Convertible Preferred Stock
→ Common Stock (22,455 underlying) - (indirect: by SVA)
Series C Convertible Preferred Stock
→ Common Stock (36,000 underlying) - 135,636(indirect: By SVP)
Common Stock
- 39,390
Common Stock
- 4,462(indirect: By SVA)
Common Stock
- 135,636(indirect: By SVP)
Common Stock
- 2,079(indirect: By SVP II)
Common Stock
- (indirect: by SVA)
Series C Convertible Preferred Stock
→ Common Stock (36,000 underlying) - (indirect: by SVA)
Series B Convertible Preferred Stock
→ Common Stock (22,455 underlying)
- 39,390
Common Stock
- 4,462(indirect: By SVA)
Common Stock
- 135,636(indirect: By SVP)
Common Stock
- (indirect: by SVA)
Series B Convertible Preferred Stock
→ Common Stock (22,455 underlying) - (indirect: by SVA)
Series C Convertible Preferred Stock
→ Common Stock (36,000 underlying) - 2,079(indirect: By SVP II)
Common Stock
- 135,636(indirect: By SVP)
Common Stock
- 4,462(indirect: By SVA)
Common Stock
- 2,079(indirect: By SVP II)
Common Stock
- (indirect: by SVA)
Series B Convertible Preferred Stock
→ Common Stock (22,455 underlying) - 39,390
Common Stock
- (indirect: by SVA)
Series C Convertible Preferred Stock
→ Common Stock (36,000 underlying)
- (indirect: by SVA)
Series C Convertible Preferred Stock
→ Common Stock (36,000 underlying) - 135,636(indirect: By SVP)
Common Stock
- 39,390
Common Stock
- (indirect: by SVA)
Series B Convertible Preferred Stock
→ Common Stock (22,455 underlying) - 4,462(indirect: By SVA)
Common Stock
- 2,079(indirect: By SVP II)
Common Stock
- 39,390
Common Stock
- (indirect: by SVA)
Series C Convertible Preferred Stock
→ Common Stock (36,000 underlying) - 135,636(indirect: By SVP)
Common Stock
- 4,462(indirect: By SVA)
Common Stock
- 2,079(indirect: By SVP II)
Common Stock
- (indirect: by SVA)
Series B Convertible Preferred Stock
→ Common Stock (22,455 underlying)
Footnotes (7)
- [F1]Shares owned directly by Sofinnova Venture Affiliates V, L.P. ("SVA"). Reporting person is a managing member of Sofinnova Management V, L.L.C. ("SM"), which is the general partner of SVA. Reporting person disclaims beneficial ownership in the shares held by SVA except to the extent of any indirect pecuniary interest therein. Michael Powell and Alain Azan are both managing members of SM and each disclaims beneficial ownership in the shares held by SVA except to the extent of any indirect pecuniary interest therein.
- [F2]Shares owned directly by Sofinnova Venture Partners V, L.P. ("SVP"). Reporting person is a managing member of SM, which is the general partner of SVP. Reporting person disclaims beneficial ownership in the shares held by SVP except to the extent of any indirect pecuniary interest therein. Michael Powell and Alain Azan are both managing members of SM and each disclaims beneficial ownership in the shares held by SVP except to the extent of any indirect pecuniary interest therein.
- [F3]Shares owned directly by Sofinnova Venture Principals V, L.P. ("SVP II"). Reporting person is a managing member of SM, which is the general partner of SVP II. Reporting person disclaims beneficial ownership in the shares held by SVP II except to the extent of any indirect pecuniary interest therein. Michael Powell and Alain Azan are both managing members of SM and each disclaims beneficial ownership in the shares held by SVP II except to the extent of any indirect pecuniary interest therein.
- [F4]Immediately.
- [F5]Not Applicable.
- [F6]Reflects the conversion adjustment of 1.0626 shares of Common Stock for each share of Series B Preferred Stock to be effective upon the closing of the issuer's initial public offering.
- [F7]Reflects the conversion adjustment of 1.0686 shares of Common Stock for each share of Series C Preferred Stock to be effective upon the closing of the issuer's initial public offering.
Documents
Issuer
COTHERIX INC
CIK 0001138812
Related Parties
1- filerCIK 0001108554
Filing Metadata
- Form type
- 3
- Filed
- Oct 14, 8:00 PM ET
- Accepted
- Oct 15, 12:26 PM ET
- Size
- 27.4 KB