4//SEC Filing
WINN DIXIE STORES INC 4
Accession 0001181431-04-048394
CIK 0000107681operating
Filed
Oct 21, 8:00 PM ET
Accepted
Oct 22, 10:48 AM ET
Size
13.3 KB
Accession
0001181431-04-048394
Insider Transaction Report
Form 4
STEPHENS CHARLES P
Director
Transactions
- Award
Common Stock
2004-10-20+947→ 27,387 total - Award
Director Stock Opt (right to buy)
2004-10-20+5,000→ 5,000 totalExercise: $3.17From: 2004-10-20Exp: 2012-01-15→ Common Stock (5,000 underlying)
Holdings
- 43,439(indirect: By Children)
Common Stock
- 147,312(indirect: By Spouse)
Common Stock
- 1,742,483(indirect: D.D.I., Inc.)
Common Stock
- 790,525(indirect: By Trust)
Common Stock
- 6,083(indirect: AKD-SDS Partners I, Ltd.)
Common Stock
- 0(indirect: By Trust)
0
Footnotes (4)
- [F1]947 shares of Winn-Dixie common stock were awarded under the stock plan for directors.
- [F2]As to a portion of the shares reported on this line representing the beneficial interest of Charles P. Stephens' wife and children, the filing of this statement shall not be construed as an admission that Charles P. Stephens is, for the purpose of Section 16 of the Securities Exchange Act of 1934, the beneficial owner of such shares of stock and Charles P. Stephens disclaims beneficial ownership of such shares of stock.
- [F3]Mr. Stephens' wife is co-trustee of a Trust which has an indirect interest in 1,921,617 shares of Winn-Dixie common stock in the n/o DDI and certain partnerships. Mr. Stephens' wife's mother is the sole beneficiary of such Trust during her lifetime and Mr. Stephens' wife and children are among the beneficiaries of any residual assets of the Trust including an indeterminate interest in any remainder of such shares. Mr. Stephens disclaims any beneficial ownership in the securitites held by the Trust. Such trust is not a controlling shareholder of DDI nor does the Trust have investment control with respect to securities held by the partnerships or DDI. Consequently, the filing of this form shall not be construed as admission that the Trust is, for the purpose of Section 16 of the Securities Exchange Act of 1934, the beneficial owner of securities held by such entities and the Trust disclaims beneficial ownership of such securities.
- [F4]Charles P. Stephens was granted the option to purchase 5,000 shares of Winn-Dixie common stock at $3.17 per share under the stock plan for directors.
Documents
Issuer
WINN DIXIE STORES INC
CIK 0000107681
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0000107681
Filing Metadata
- Form type
- 4
- Filed
- Oct 21, 8:00 PM ET
- Accepted
- Oct 22, 10:48 AM ET
- Size
- 13.3 KB