UWHARRIE CAPITAL CORP 4
4 · UWHARRIE CAPITAL CORP · Filed Dec 3, 2004
Insider Transaction Report
Form 4
LAWHON WILLIE D JR
Pres/CEO Bank of Stanly
Transactions
- Other
Common Stock (Held jointly with Spouse)
2004-12-03+14→ 501 total - Other
Common Stock (Held by Self as Custodian for Grandson)
2004-12-03+3→ 109 total(indirect: By Self As Custodian for Grandson) - Other
Stock Options (Right to Purchase)
2004-12-03+773→ 26,523 totalExercise: $5.18From: 2003-11-19Exp: 2012-11-18→ Common Stock (773 underlying)
Holdings
- 365.586
Common Stock (See Footnote 4)
- 8(indirect: By Self As Custodian for Son)
Common Stock (Held by Self as Custodian for Son)
Footnotes (6)
- [F1]Shares acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12/03/2004 as of Record Date 11/19/2004. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
- [F2]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12/03/2004 as of Record Date 11/19/2004.
- [F3]This registration did not acquire a whole share of stock in the three percent (3%) stock dividend payable on 12/03/2004. Shareholders were paid cash in lieu of fractional shares.
- [F4]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Willie D. Lawhon, Jr.
- [F5]Option price adjusted as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12/03/2004 as of Record Date 11/19/2004.
- [F6]Incentive Stock Options granted on 11/19/2002 vest in five equal annual installments beginning 11/19/2003.