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4//SEC Filing

UWHARRIE CAPITAL CORP 4

Accession 0001181431-04-056480

$UWHRCIK 0000898171operating
View on SEC.govCompany Profile

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 11:28 AM ET

Size

11.5 KB

Accession

0001181431-04-056480

Insider Transaction Report

Form 4
Period: 2004-12-03
UWHARRIE CAPITAL CORPNONE
LAWHON WILLIE D JR
Pres/CEO Bank of Stanly
Transactions
  • Other

    Common Stock (Held jointly with Spouse)

    2004-12-03+14→ 501 total
  • Other

    Common Stock (Held by Self as Custodian for Grandson)

    2004-12-03+3→ 109 total(indirect: By Self As Custodian for Grandson)
  • Other

    Stock Options (Right to Purchase)

    2004-12-03+773→ 26,523 total
    Exercise: $5.18From: 2003-11-19Exp: 2012-11-18→ Common Stock (773 underlying)
Holdings

  • Common Stock (See Footnote 4)

    365.586

  • Common Stock (Held by Self as Custodian for Son)

    (indirect: By Self As Custodian for Son)
    8
Footnotes (6)
  • [F1]Shares acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12/03/2004 as of Record Date 11/19/2004. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
  • [F2]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12/03/2004 as of Record Date 11/19/2004.
  • [F3]This registration did not acquire a whole share of stock in the three percent (3%) stock dividend payable on 12/03/2004. Shareholders were paid cash in lieu of fractional shares.
  • [F4]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Willie D. Lawhon, Jr.
  • [F5]Option price adjusted as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12/03/2004 as of Record Date 11/19/2004.
  • [F6]Incentive Stock Options granted on 11/19/2002 vest in five equal annual installments beginning 11/19/2003.

Documents

1 file

Issuer

UWHARRIE CAPITAL CORP

CIK 0000898171

→
Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0000898171

Filing Metadata

Form type
4
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 11:28 AM ET
Size
11.5 KB
View on SEC.gov