Home/Filings/4/0001181431-04-056482
4//SEC Filing

UWHARRIE CAPITAL CORP 4

Accession 0001181431-04-056482

$UWHRCIK 0000898171operating

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 11:28 AM ET

Size

8.9 KB

Accession

0001181431-04-056482

Insider Transaction Report

Form 4
Period: 2004-12-03
STRAYHORN JIMMY L
Pres/CEO Anson Bank & Trust Co
Transactions
  • Other

    Stock Options (Right to Purchase)

    2004-12-03+1,74759,996 total
    Exercise: $5.18From: 2003-11-19Exp: 2012-11-18Common Stock (1,747 underlying)
  • Other

    Common Stock (Held by Self)

    2004-12-03+9318 total
Holdings
  • Common Stock (See Footnote 3)

    344.373
Footnotes (5)
  • [F1]Shares acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12/03/2004 as of Record Date 11/19/2004. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
  • [F2]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12/03/2004 as of Record Date 11/19/2004.
  • [F3]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Jimmy L. Strayhorn
  • [F4]Option price adjusted as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12/03/2004 as of Record Date 11/19/2004.
  • [F5]Incentive Stock Options granted 11/19/2002 vest in five equal annual installments beginning 11/19/2003.

Issuer

UWHARRIE CAPITAL CORP

CIK 0000898171

Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0000898171

Filing Metadata

Form type
4
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 11:28 AM ET
Size
8.9 KB